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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

STAGE WEALTH MANAGEMENT, INC.

CRD 320774

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f41cca36-e070-9104-affd-c652ceba2576

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 4
On other graphs: 0
Observed: Apr 14, 2022 to Mar 4, 2026
18 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $103MItem 5.F on the latest filing (2026-03-04); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $103M
Private client RAUM: $95.9MderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $25.9Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 4
Advisory employees: 3
Offices: 2Schedule D 1.F, beyond the principal office
Accounts: 207
Individual clients: 41
High net worth clients: 162
SEC number: 801-125030
CRD: 320774
Filings on the tape: 18
First filed: Apr 14, 2022
Latest filed: Mar 4, 2026
Organised: Corporation, NY
Website: stagewealthmanagement.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HECHLER, GLENN, BRYAN	PRESIDENT & CHIEF COMPLIANCE OFFICER	E	yes	06/2022	Jun 29, 2022	Apr 11, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
BROADSTREET INSURANCE AGENCY, LLC	n/a	n/a	n/a	N	yes	n/a
MGPC AGENCY INC.	n/a	n/a	n/a	N	yes	n/a
NORTH SHORE LIFE & HEALTH AGENCY INC.	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 4, 2026	$103M	$103M	4	3	2	n/a	n/a
2024	Apr 14, 2025	$82.3M	$82.3M	3	2	2	n/a	n/a
2023	Mar 14, 2024	$71.2M	$71.2M	3	2	2	n/a	n/a
2022	Mar 27, 2023	$67.3M	$67.3M	3	2	0	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	1	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$103M	$82.3M	25.8%	$67.3M	15.4%	4	3	2	2

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B. RILEY WEALTH ADVISORS, INC.	2	Jun 29, 2022	Jun 29, 2022	WHITE PLAINS, NY	Team lift out	Ibd to new firm	0.8%

Relationships

Registered with (4)

← Josh Emrah MinottaAdvisorregistration: current employment
Jan 8, 2026 to presentfactForm ADV
← MATTHEW T MCNELISAdvisorregistration: current employment
Apr 22, 2025 to presentfactForm ADV
← GLENN BRYAN HECHLERAdvisorregistration: current employment
Jun 29, 2022 to presentfactForm ADV
← MICHAEL MULLANEAdvisorregistration: current employment
Jun 29, 2022 to presentfactForm ADV

Controls (1)

← HECHLER, GLENN, BRYANOwnerPRESIDENT & CHIEF COMPLIANCE OFFICER, ownership code E, individual
Jun 29, 2022 to Apr 11, 2024factForm ADV

Moved with (1)

← B. RILEY WEALTH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
Jun 29, 2022 to Jun 29, 2022factForm ADV

Dated events

Occurred
Jun 29, 2022
Control person left
Kathy Partsinevelos (President & Chief Compliance Officer) no longer on Schedule A of Stage Wealth Management, Inc. (listed 2022-04-14, absent 2022-06-29)
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Control person joined
Bryan Glenn Hechler (President & Chief Compliance Officer) appeared on Schedule A of Stage Wealth Management, Inc.
Form ADVobserved 4 days ago
Occurred
Jun 29, 2022
Team lift-out
2 advisors left B. Riley Wealth Advisors, Inc. (White Plains, NY) for Stage Wealth Management, Inc. on the same day
Form ADVobserved 3 days ago
2 advisors
Occurred
Apr 14, 2022
First Form ADV filing
Stage Wealth Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f41cca36-e070-9104-affd-c652ceba2576
First observed: Apr 14, 2022
Last observed: Mar 4, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

STAGE WEALTH MANAGEMENT, INC.

CRD 320774

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f41cca36-e070-9104-affd-c652ceba2576

Data as of Mar 4, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:16 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HECHLER, GLENN, BRYAN

PRESIDENT & CHIEF COMPLIANCE OFFICER

yes

06/2022

Jun 29, 2022

Apr 11, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

BROADSTREET INSURANCE AGENCY, LLC

n/a

yes

n/a

MGPC AGENCY INC.

n/a

yes

n/a

NORTH SHORE LIFE & HEALTH AGENCY INC.

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 4, 2026

$103M

n/a

2024

Apr 14, 2025

$82.3M

n/a

2023

Mar 14, 2024

$71.2M

n/a

2022

Mar 27, 2023

$67.3M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$103M

$82.3M

25.8%

$67.3M

15.4%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

B. RILEY WEALTH ADVISORS, INC.

Jun 29, 2022

WHITE PLAINS, NY

Team lift out

Ibd to new firm

0.8%