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RIA / WealthAdvisordual registered (broker-dealer)25 years in industry

ABRAHAM RAWLEY OTOUPAL

Advisor at D.A. DAVIDSON & CO.

BELLEVUE, WA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D.A. DAVIDSON & CO.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 6, 2001earliest registration or exam on IAPD
Years in industry: 25derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 6, 2001
First registration: May 23, 2002
Dual registered: yes, broker-dealer
Other names: ABE R. OTOUPAL|ABRAHAM RAWLEY OTOUPAL|ABRAHAM R OTOUPAL|ABRAHAM OTOUPAL
IAPD individual key: 4340150

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
D.A. DAVIDSON & CO.	Independent wealth	Sep 3, 2013	n/a	yes	BELLEVUE, WA	Current employment
WADDELL & REED	Former SEC adviser	Oct 31, 2012	Sep 10, 2013	no	SEATTLE, WA	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Sep 2, 2009	Jan 7, 2012	no	SEATTLE, WA	Previous registration
D.A. DAVIDSON & CO.	Independent wealth	May 23, 2002	Sep 4, 2007	no	REDMOND, WA\|REDMOND, WA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WADDELL & REED	D.A. DAVIDSON & CO.	Sep 10, 2013	Sep 3, 2013	-7	Firm change	Other
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WADDELL & REED	Jan 7, 2012	Oct 31, 2012	298	Firm change	Other
D.A. DAVIDSON & CO.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Sep 4, 2007	Sep 2, 2009	729	Firm change after gap	Other

Relationships

Registered with (3)

→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
May 23, 2002 to Sep 4, 2007factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
Oct 31, 2012 to Sep 10, 2013factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Sep 2, 2009 to Jan 7, 2012factForm ADV

Dated events

No dated event names this entity yet.