This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

PINNACLE INVESTMENTS, LLC

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jun 1, 2016earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

6

Exams

S66

First exam

Oct 2, 2020

First registration

Nov 12, 2020

Dual registered

yes, broker-dealer

Other names

James St. Leger|JAMES PATRICK ST LEGER|SEAMUS ST LEGER

IAPD individual key

7268405

• Occurred

  Dec 19, 2025
  Advisor changed firm

  James St. Leger left Equitable Advisors, Llc for Pinnacle Investments, Llc (registered 2025-12-15)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:3f8feb2b-8d4e-62a0-0d6c-20433409a816

First observed

Nov 12, 2020

Last observed

Sep 14, 2026 5 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.