S•••• D••••••••

Advisor at L•• F•••••••• L••

CHICAGO, IL | DOWNERS GROVE, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:3f911b78-8675-bf82-b4d9-3b414a241670

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 12, 2013 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Mar 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 6derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Dec 16, 2019	n/a	yes	CHICAGO, IL\|DOWNERS GROVE, IL	Current employment
G•••• L•••• A•••••••• L••	Other adviser	Apr 9, 2019	Nov 11, 2019	no	CHICAGO, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W••••••• I•••••••••	G•••• L•••• A•••••••• L••	Nov 11, 2019	Apr 9, 2019	-216	Channel change	Other
G•••• L•••• A•••••••• L••	W••••••• I•••••••••	Nov 11, 2019	Apr 9, 2019

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Dec 16, 2019 to presentfactForm ADV
→ G•••• L•••• A•••••••• L••Registered adviserregistration: previous registration
Apr 9, 2019 to Nov 11, 2019factForm ADV
→ W••••••• I•••••••••Registered adviserregistration: previous registration
Apr 9, 2019 to Nov 11, 2019factForm ADV
→ L•••••• S•• I••••••••• A•••••••• L•••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f911b78-8675-bf82-b4d9-3b414a241670
First observed: Jun 12, 2013
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.