DFX Intelligence

J••••• J••• K•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)31 years in industry

J••••• J••• K•••••

Advisor at R••••••• W••••• A•••••••

FAIRVIEW PARK, OH

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Search this name across graphsid dfx:ria:3f9234ee-b338-bef1-967d-93223a32fe2c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 24, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 26, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• W••••• A•••••••	Independent wealth	Jul 10, 2018	n/a	yes	FAIRVIEW PARK, OH	Current employment
C••••• A••••••• L••	Former SEC adviser	May 21, 2012	Jan 28, 2021	no	TOLEDO, OH\|FAIRVIEW PARK, OH	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• A••••••• L••	R••••••• W••••• A•••••••	Jan 28, 2021	Jul 10, 2018	-933	Firm change after gap	Ibd to RIA
N•• E•••••• S••••••••• C•••••••••	C••••• A••••••• L••	May 18, 2012	May 21, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
10299:297122:OH:2021-01-28	Jan 28, 2021	Jul 10, 2018	FAIRVIEW PARK, OH	Firm change after gap

Relationships

Registered with (3)

→ R••••••• W••••• A•••••••Registered adviserregistration: current employment
Jul 10, 2018 to presentfactForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
May 21, 2012 to Jan 28, 2021factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Oct 24, 2000 to May 18, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f9234ee-b338-bef1-967d-93223a32fe2c
First observed: Oct 24, 2000
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.