RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• J••• K•••••
- R••••••• W••••• A••••••• independent RIA currentsince Jul 10, 2018 · Fairview Park, Oh
- C••••• A••••••• L•• formerMay 21, 2012 to Jan 28, 2021 · Toledo, Oh
- N•• E•••••• S••••••••• C••••••••• formerOct 24, 2000 to May 18, 2012 · Highland Hills, Oh
- C••••• A••••••• L•• to R••••••• W••••• A•••••••left Jan 28, 2021, registered Jul 10, 2018 (-933 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- N•• E•••••• S••••••••• C••••••••• to C••••• A••••••• L••left May 18, 2012, registered May 21, 2012 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address