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Advisor at THRIVENT INVESTMENT MANAGEMENT INC.
North Branch, MN | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 29, 2018 | n/a | yes | MINNEAPOLIS, MN|North Branch, MN | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 25, 2018 | Apr 27, 2018 | no | MINNEAPOLIS, MN | Previous registration |
| THRIVENT INVESTMENT MANAGEMENT INC. | Bd affiliated wealth | Nov 2, 2017 | Jan 25, 2018 | no | MINNEAPOLIS, MN | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Aug 14, 2015 | Aug 9, 2017 | no | MINNEAPOLIS, MN|LAKE ELMO, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | THRIVENT INVESTMENT MANAGEMENT INC. | Apr 27, 2018 | Nov 29, 2018 | 216 | Firm change | Wirehouse to ibd |
| THRIVENT INVESTMENT MANAGEMENT INC. | UBS FINANCIAL SERVICES INC. | Jan 25, 2018 | Jan 25, 2018 | 0 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | THRIVENT INVESTMENT MANAGEMENT INC. | Aug 9, 2017 | Nov 2, 2017 | 85 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6363:18387:MN:2017-07-26 | Aug 9, 2017 | Nov 2, 2017 | LAKE ELMO, MN | Firm change |