DFX Intelligence

B•••••• M•••••• M•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

B•••••• M•••••• M•••••

Advisor at P•••••••• A•••• M•••••••••

Des Moines, IA

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Search this name across graphsid dfx:ria:3f9c4c82-4175-0d78-4562-1d456cb09ae9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 31, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••••• A•••• M•••••••••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Jul 5, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••••• A•••• M•••••••••	Other adviser	Aug 29, 2016	n/a	yes	Des Moines, IA	Current employment
P•••••••• S••••••••• I•••	Bd affiliated wealth	Dec 17, 2012	Mar 16, 2017	no	DES MOINES, IA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• S••••••••• I•••	P•••••••• A•••• M•••••••••	Mar 16, 2017	Aug 29, 2016	-199	Firm change after gap	Other
M•• F•••••••• S•••••••• I•••	P•••••••• S••••••••• I•••	Nov 29, 2012	Dec 17, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
1137:109002:IA:2017-02-23	Mar 16, 2017	Aug 29, 2016	DES MOINES, IA	Firm change after gap

Relationships

Registered with (3)

→ P•••••••• A•••• M•••••••••Registered adviserregistration: current employment
Aug 29, 2016 to presentfactForm ADV
→ P•••••••• S••••••••• I•••Registered adviserregistration: previous registration
Dec 17, 2012 to Mar 16, 2017factForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Oct 31, 2012 to Nov 29, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3f9c4c82-4175-0d78-4562-1d456cb09ae9
First observed: Oct 31, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.