DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brandon Michael Miller
Feed of 09/14/2026
Also filed as Brandon Miller
At current firm
10 y
since Aug 29, 2016
In the industry
14 y
since Jul 5, 2012 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Principal Asset Management other currentsince Aug 29, 2016 · Des Moines, Ia
- Principal Securities, Inc. BD affiliatedDec 17, 2012 to Mar 16, 2017 · Des Moines, Ia
- Msi Financial Services, Inc. formerOct 31, 2012 to Nov 29, 2012 · West Des Moines, Ia
Moves
a registration end followed by a registration begin elsewhere
- Principal Securities, Inc. to Principal Asset Managementleft Mar 16, 2017, registered Aug 29, 2016 (-199 days) · Other · moved with a team
- Msi Financial Services, Inc. to Principal Securities, Inc.left Nov 29, 2012, registered Dec 17, 2012 (18 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address