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RIA / WealthAdvisor18 years in industry

PATRICK CARROLL PEASON

Advisor at SOUND INCOME STRATEGIES, LLC

FORT LAUDERDALE, FL | Staunton, VA | CHARLOTTESVILLE, VA

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Search this name across graphsid dfx:ria:3fa69da9-6164-dd32-b083-08b76c26616a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 4, 2008 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUND INCOME STRATEGIES, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 4, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65
First exam: Jan 4, 2008
First registration: Feb 4, 2008
Dual registered: no
Other names: PATRICK PEASON|PATRICK C PEASON|PATRICK CAROLL PEASON
IAPD individual key: 5486151

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUND INCOME STRATEGIES, LLC	Independent wealth	Feb 12, 2016	n/a	yes	Staunton, VA\|FORT LAUDERDALE, FL\|CHARLOTTESVILLE, VA	Current employment
HARVEST FINANCIAL GROUP, LLC	Former SEC adviser	Apr 1, 2010	Feb 12, 2016	no	RICHMOND, VA	Previous registration
CAPITOL CITY ADVISORY GROUP	n/a	Aug 1, 2008	Dec 31, 2009	no	STAUNTON, VA\|ATLANTA, GA	Previous registration
ENVISION INVESTMENT ADVISORS, LLC	n/a	Feb 4, 2008	Jul 30, 2008	no	STAUNTON, VA\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HARVEST FINANCIAL GROUP, LLC	SOUND INCOME STRATEGIES, LLC	Feb 12, 2016	Feb 12, 2016	0	Firm change	Other
CAPITOL CITY ADVISORY GROUP	HARVEST FINANCIAL GROUP, LLC	Dec 31, 2009	Apr 1, 2010	91	Firm change	Other
ENVISION INVESTMENT ADVISORS, LLC	CAPITOL CITY ADVISORY GROUP	Jul 30, 2008	Aug 1, 2008	2	Firm change	Other

Relationships

Registered with (4)

→ SOUND INCOME STRATEGIES, LLCRegistered adviserregistration: current employment
Feb 12, 2016 to presentfactForm ADV
→ HARVEST FINANCIAL GROUP, LLCRegistered adviserregistration: previous registration
Apr 1, 2010 to Feb 12, 2016factForm ADV
→ CAPITOL CITY ADVISORY GROUPRegistered adviserregistration: previous registration
Aug 1, 2008 to Dec 31, 2009factForm ADV
→ ENVISION INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Feb 4, 2008 to Jul 30, 2008factForm ADV

Dated events

No dated event names this entity yet.