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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

HARVEST FINANCIAL GROUP, LLC

CRD 149503

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b96a4761-a4fe-4e49-c879-2f3fccc12293

Data as of Nov 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Jul 18, 2014 to Nov 1, 2019
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $75.1MItem 5.F on the latest filing (2019-11-01); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $74.5M
Private client RAUM: $74.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 99%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 1
RAUM per advisor: $75.1Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 793
Individual clients: 372
High net worth clients: 5
SEC number: 801-80117
CRD: 149503
Filings on the tape: 23
First filed: Jul 18, 2014
Latest filed: Nov 1, 2019
Organised: Limited Liability Company, Virginia

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
KYLE THOMAS MILLS	n/a	RICHMOND, VA	8	28	4	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
MILLS, KYLE, THOMAS	PRESIDENT/CCO/SHAREHOLDER	E	yes	07/2006	Jul 18, 2014	Nov 1, 2019

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2018	Mar 1, 2019	$77.3M	$75.7M	1	1	0	n/a	n/a
2017	Jan 23, 2018	$92.8M	$90.5M	1	1	0	n/a	n/a
2016	Mar 31, 2017	$107M	$107M	4	3	n/a	n/a	n/a
2015	Mar 30, 2016	$102M	$101M	4	4	n/a	n/a	n/a
2014	Apr 1, 2015	$109M	$108M	6	6	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2018	$75.1M	$92.8M	-19.1%	$102M	-9.8%	1	1	0	0

Relationships

Controls (1)

← MILLS, KYLE, THOMASOwnerPRESIDENT/CCO/SHAREHOLDER, ownership code E, individual
Jul 18, 2014 to presentfactForm ADV

Registered with (8)

← KYLE THOMAS MILLSAdvisorregistration: previous registration
Apr 30, 2009 to Dec 31, 2017factForm ADV
← JOHN EDWARD MCCARTINAdvisorregistration: previous registration
Oct 3, 2016 to Jul 12, 2017factForm ADV
← WILLIAM JOSEPH HOPKEAdvisorregistration: previous registration
Oct 27, 2015 to Feb 23, 2017factForm ADV
← PATRICK CARROLL PEASONAdvisorregistration: previous registration
Apr 1, 2010 to Feb 12, 2016factForm ADV
← ANGEL Richelle WAYAdvisorregistration: previous registration
Oct 16, 2014 to Dec 22, 2015factForm ADV
← GEORGE ELIASAdvisorregistration: previous registration
Feb 13, 2014 to Oct 13, 2015factForm ADV
← TIMOTHY HARTSFIELD NASWORTHYAdvisorregistration: previous registration
Jan 28, 2014 to Sep 4, 2014factForm ADV
← SIDNEY REESE SMITHAdvisorregistration: previous registration
Apr 1, 2010 to Dec 17, 2013factForm ADV

Dated events

Occurred
Jul 18, 2014
First Form ADV filing
Harvest Financial Group, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b96a4761-a4fe-4e49-c879-2f3fccc12293
First observed: Jul 18, 2014
Last observed: Nov 1, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HARVEST FINANCIAL GROUP, LLC

CRD 149503

RICHMOND, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b96a4761-a4fe-4e49-c879-2f3fccc12293

Data as of Nov 1, 2019 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:38 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

KYLE THOMAS MILLS

n/a

RICHMOND, VA

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

MILLS, KYLE, THOMAS

PRESIDENT/CCO/SHAREHOLDER

yes

07/2006

Jul 18, 2014

Nov 1, 2019

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2018

Mar 1, 2019

$77.3M

$75.7M

n/a

2017

Jan 23, 2018

$92.8M

$90.5M

n/a

2016

Mar 31, 2017

$107M

n/a

2015

Mar 30, 2016

$102M

$101M

n/a

2014

Apr 1, 2015

$109M

$108M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2018

$75.1M

$92.8M

-19.1%

$102M

-9.8%