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Advisor at VOYA FINANCIAL ADVISORS, INC.
Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VOYA FINANCIAL ADVISORS, INC. | Bd affiliated wealth | Aug 4, 2026 | n/a | yes | Boston, MA | Current employment |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jan 18, 2023 | Sep 7, 2026 | no | Boston, MA | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Dec 23, 2021 | Jan 5, 2023 | no | Lynn, MA|Somerville, MA|East Boston, MA|Somerville, MA | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Mar 11, 2019 | Nov 30, 2021 | no | BOSTON, MA|CAMBRIDGE, MA|BELMONT, MA|BOSTON, MA|BELMONT, MA|SOMERVILLE, MA|BOSTON, MA|CAMBRIDGE, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| UBS FINANCIAL SERVICES INC. | VOYA FINANCIAL ADVISORS, INC. | Sep 7, 2026 | Aug 4, 2026 | -34 | Firm change after gap | Wirehouse to ibd |
| J.P. MORGAN SECURITIES LLC | UBS FINANCIAL SERVICES INC. | Jan 5, 2023 | Jan 18, 2023 | 13 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | J.P. MORGAN SECURITIES LLC | Nov 30, 2021 | Dec 23, 2021 | 23 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:79:MA:2021-11-30 | Nov 30, 2021 | Dec 23, 2021 | CAMBRIDGE, MA | Firm change |