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Advisor at LPL FINANCIAL LLC
PARAMUS, NJ | MANHASSET, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | PARAMUS, NJ|MANHASSET, NY | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Aug 10, 2023 | Nov 8, 2023 | no | PARSIPPANY, NJ | Previous registration |
| SECURIAN FINANCIAL SERVICES, INC. | Former SEC adviser | May 26, 2005 | Aug 10, 2023 | no | PARSIPPANY, NJ|PARSIPPANY, NJ|ST. PAUL, MN | Previous registration |
| NEUBERGER BERMAN BD LLC | No RAUM reported | Sep 15, 2003 | Feb 17, 2005 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Nov 8, 2023 | Nov 3, 2023 | -5 | Firm change | Ibd to ibd |
| SECURIAN FINANCIAL SERVICES, INC. | CETERA INVESTMENT ADVISERS LLC | Aug 10, 2023 | Aug 10, 2023 | 0 | Bulk transfer | RIA to ibd |
| NEUBERGER BERMAN BD LLC | SECURIAN FINANCIAL SERVICES, INC. | Feb 17, 2005 | May 26, 2005 | 98 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:NJ:2023-11-02 | Nov 8, 2023 | Nov 3, 2023 | PARSIPPANY, NJ | Firm change |