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Advisor at KNIGHTSBRIDGE WEALTH MANAGEMENT
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| KNIGHTSBRIDGE WEALTH MANAGEMENT | Independent wealth | Jul 27, 2020 | n/a | yes | NEWPORT BEACH, CA | Current employment |
| BUFFALO CAPITAL CORPORATION | Former SEC adviser | Apr 24, 2012 | Jul 23, 2020 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUFFALO CAPITAL CORPORATION | KNIGHTSBRIDGE WEALTH MANAGEMENT | Jul 23, 2020 | Jul 27, 2020 | 4 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 111064:110347:CA:2020-07-23 | Jul 23, 2020 | Jul 27, 2020 | NEWPORT BEACH, CA | Firm change |