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K••••••••• ASSET MANAGEMENT LLC, CRD 110347
NEWPORT BEACH, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| J••• G•••••• P••••••• | Chartered Financial Analyst | NEWPORT BEACH, CA | 21 | 31 | 1 | no |
| J•••••• V•••• | Certified Financial Planner | NEWPORT BEACH, CA | 6 | 54 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| K•• A••••••••• O••••••••• F•••• L• | Hedge Fund | $30.8M | Aug 26, 2026 | 0 | Mar 4, 2024 | reported | 021-492607 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| B•••••••• K•••• E••••• | Principal | C | yes | 07/2020 | Aug 26, 2026 | Aug 26, 2026 |
| P•••••••• J•••• G•••••• | PRESIDENT & CHIEF INVESTMENT OFFICER | C | yes | 08/2011 | Aug 26, 2026 | Aug 26, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| K•• G•••••• P••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 2 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.1B | $833M | 34.2% | $491M | 31.6% | 13 | 13 | 0 | 0 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| B•••••• C•••••• C••••••••• | 3 | Jul 23, 2020 | Mar 25, 2022 | NEWPORT BEACH, CA | Firm absorbed | RIA to RIA | 100.0% |
| no |
| J••••• D•••• M•••• | n/a | NEWPORT BEACH, CA | 5 | 14 | n/a | no |
| T••••• A•• W••••• | Certified Financial Planner | NEWPORT BEACH, CA | 4 | 20 | n/a | no |
| M•••• E•••• Y•••••• | Chartered Financial Analyst | NEWPORT BEACH, CA | 4 | 11 | n/a | no |
| K••• E••••• B••••••• | n/a | NEWPORT BEACH, CA | 4 | 14 | 1 | no |
| H••••• J••• B•••••• | n/a | NEWPORT BEACH, CA | 2 | 16 | 1 | no |
| L•••••• M••••• G••• | Chartered Financial Analyst | NEWPORT BEACH, CA | 2 | 11 | n/a | no |
| G••••••• H•••• | Chartered Financial Analyst | NEWPORT BEACH, CA | 1 | 16 | n/a | no |
| J•••• R••••• G••••••• | Chartered Financial Analyst | NEWPORT BEACH, CA | 0 | 27 | 1 | no |
| PRINCIPAL, PORTFOLIO MANAGER |
| C |
| yes |
| 01/2015 |
| Aug 26, 2026 |
| Aug 26, 2026 |
| W•••••• T•••••• A•• | CHIEF OPERATING OFFICER OFFICER | Na | no | 05/2006 | Aug 26, 2026 | Aug 26, 2026 |
| Mar 31, 2026 |
| $1.1B |
| $1.0B |
| 13 |
| 9 |
| 0 |
| 1 |
| n/a |
| 2024 | Mar 28, 2025 | $833M | $798M | 13 | 7 | 0 | 1 | n/a |
| 2023 | Mar 4, 2024 | $644M | $610M | 10 | 5 | 0 | 1 | $0 |
| 2022 | Mar 29, 2023 | $491M | $482M | 8 | 4 | 0 | n/a | n/a |
| 2021 | Mar 31, 2022 | $535M | $528M | 8 | 4 | 0 | n/a | n/a |
| 2020 | Mar 31, 2021 | $447M | $444M | 7 | 4 | 0 | n/a | n/a |
| 2019 | Mar 30, 2020 | $185M | $185M | 4 | 2 | 0 | n/a | n/a |
| 2018 | Feb 22, 2019 | $169M | $169M | 4 | 2 | 0 | n/a | n/a |
| 2017 | Feb 1, 2018 | $190M | $190M | 4 | 2 | 0 | n/a | n/a |
| 2016 | Feb 17, 2017 | $171M | $170M | 4 | 2 | n/a | n/a | n/a |
| 2015 | Mar 2, 2016 | $197M | $196M | 6 | 2 | n/a | n/a | n/a |
| 2014 | Jan 29, 2015 | $399M | $398M | 8 | 4 | n/a | n/a | n/a |
| 2013 | Jan 24, 2014 | $445M | $443M | 9 | 4 | n/a | n/a | n/a |
| 2012 | Mar 8, 2013 | $508M | $507M | 10 | 4 | n/a | n/a | n/a |
| 2011 | Jan 26, 2012 | $925M | $870M | n/a | n/a | n/a | n/a | n/a |