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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

Ford Victor Timms

Advisor at CHARLES SCHWAB & CO., INC.

San Antonio, TX | Albuquerque, NM

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Search this name across graphsid dfx:ria:3fbfb0a6-6e73-a6ca-badd-444543fb3223

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 8, 2014
First registration: Mar 27, 2017
Dual registered: yes, broker-dealer
IAPD individual key: 6266389

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Jul 25, 2019	n/a	yes	Albuquerque, NM\|San Antonio, TX	Current employment
TD AMERITRADE, INC.	Former SEC adviser	Feb 28, 2018	Jul 8, 2019	no	Albuquerque, NM	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Feb 26, 2018	Jul 8, 2019	no	OMAHA, NE\|ALBUQUERQUE, NM	Previous registration
SCOTTRADE INVESTMENT MANAGEMENT	Former SEC adviser	Mar 27, 2017	Feb 26, 2018	no	SAINT LOUIS, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	TD AMERITRADE, INC.	Jul 8, 2019	Feb 28, 2018	-495	Channel change	Other
TD AMERITRADE, INC.	CHARLES SCHWAB & CO., INC.	Jul 8, 2019	Jul 25, 2019	17	Firm change	Other
SCOTTRADE INVESTMENT MANAGEMENT	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Feb 26, 2018	Feb 26, 2018	0	Bulk transfer	Ibd to RIA

Relationships

Registered with (4)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: current employment
Jul 25, 2019 to presentfactForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Feb 26, 2018 to Jul 8, 2019factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Feb 28, 2018 to Jul 8, 2019factForm ADV
→ SCOTTRADE INVESTMENT MANAGEMENTRegistered adviserregistration: previous registration
Mar 27, 2017 to Feb 26, 2018factForm ADV

Dated events

No dated event names this entity yet.