DFX Intelligence

C•••• N••••••• V••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

C•••• N••••••• V••••••••

Advisor at V•••••••• I••••••••• C••••••••• S•••••••• I•••

BROOKFIELD, IL

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Search this name across graphsid dfx:ria:3fc4c26f-fec9-18b7-722f-427b21fbe8e9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 9, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: V•••••••• I••••••••• C••••••••• S•••••••• I•••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Sep 2, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 29derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
V•••••••• I••••••••• C••••••••• S•••••••• I•••	State registered	Sep 9, 1997	n/a	yes	BROOKFIELD, IL	Current employment
V•••••••• I••••••••• C••••••••• S•••••••• I•••	State registered	Sep 9, 1997	Oct 28, 2002	no	LA GRANGE, IL

Relationships

Registered with (1)

→ V•••••••• I••••••••• C••••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 9, 1997 to Oct 28, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3fc4c26f-fec9-18b7-722f-427b21fbe8e9
First observed: Sep 9, 1997
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.