DFX Intelligence

V•••••••• I••••••••• C••••••••• S•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

V•••••••• I••••••••• C••••••••• S•••••••• I•••

CRD 123094

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Search this name across graphsid dfx:ria:b1530662-5a34-1ee8-eb4d-cdd12a9bb226

Data as of Nov 14, 2021 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Nov 14, 2021 to Nov 14, 2021
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 0
High net worth clients: 0
CRD: 123094

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• N••••••• V••••••••	n/a	BROOKFIELD, IL	29	32	1	no

Relationships

Registered with (1)

← C•••• N••••••• V••••••••Advisorregistration: previous registration
Sep 9, 1997 to Oct 28, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1530662-5a34-1ee8-eb4d-cdd12a9bb226
First observed: Nov 14, 2021
Last observed: Nov 14, 2021 59 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.