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Advisor at IEQ CAPITAL, LLC
FOSTER CITY, CA | Atlanta, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| IEQ CAPITAL, LLC | Independent wealth | Apr 16, 2024 | n/a | yes | FOSTER CITY, CA|Atlanta, GA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Nov 27, 2019 | Apr 23, 2024 | no | WASHINGTON, DC|ATLANTA, GA|GREENWICH, CT | Previous registration |
| MORGAN KEEGAN & COMPANY, LLC | Former SEC adviser | Jun 15, 2005 | Apr 16, 2012 | no | MEMPHIS, TN|ATLANTA, GA|ATLANTA, GA | Previous registration |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jul 9, 2004 | Jun 16, 2005 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | IEQ CAPITAL, LLC | Apr 23, 2024 | Apr 16, 2024 | -7 | Firm change | Ibd to RIA |
| MORGAN KEEGAN & COMPANY, LLC | CITIGROUP GLOBAL MARKETS INC. | Apr 16, 2012 | Nov 27, 2019 | 2,781 | Firm change after gap | Other |
| SUNTRUST INVESTMENT SERVICES, INC. | MORGAN KEEGAN & COMPANY, LLC | Jun 16, 2005 | Jun 15, 2005 | -1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7059:301819:CT:2024-04-23 | Apr 23, 2024 | Apr 16, 2024 | GREENWICH, CT | Firm change |