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J••••• M•••••• L••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

J••••• M•••••• L••••••

Advisor at C•••••• A••••••• G••••• I•••

REDLANDS, CA

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Search this name across graphsid dfx:ria:3ff52d81-d2ef-34a0-dabc-9c6065a34f1f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Feb 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• A••••••• G••••• I•••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 1, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• A••••••• G••••• I•••	State registered	Nov 17, 2025	n/a	yes	REDLANDS, CA	Current employment
L•••••• F••••••••• I•••	State registered	Aug 21, 2018	Jan 23, 2020	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
L•••••• F••••••••• I•••	C•••••• A••••••• G••••• I•••	Jan 23, 2020	Nov 17, 2025	2,125	Firm change after gap	Other
L•••••• F••••••••• I•••	L•••••• F••••••••• I•••	Sep 23, 2018

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
147291:291971:CA:2018-09-23	Sep 23, 2018	Aug 21, 2018	REDLANDS, CA	Firm change after gap

Relationships

Registered with (3)

→ C•••••• A••••••• G••••• I•••Registered adviserregistration: current employment
Nov 17, 2025 to presentfactForm ADV
→ L•••••• F••••••••• I•••Registered adviserregistration: previous registration
Aug 21, 2018 to Jan 23, 2020factForm ADV
→ L•••••• F••••••••• I•••Registered adviserregistration: previous registration
Feb 27, 2014 to Sep 23, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ff52d81-d2ef-34a0-dabc-9c6065a34f1f
First observed: Feb 27, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.