DFX Intelligence

L•••••• F••••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

L•••••• F••••••••• I•••

CRD 291971

REDLANDS, CA

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Search this name across graphsid dfx:ria:29a1f40e-d915-9bf6-3d3e-f25d8d0bbbb2

Data as of Jun 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 30, 2026 to Jun 30, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 1
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office
Individual clients: 1
High net worth clients: 13
CRD: 291971

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
W•••••• R•• L••••••	n/a	REDLANDS, CA	8	30	4	no

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
L•••••• F••••••••• I•••	3	Sep 23, 2018	Aug 21, 2018	REDLANDS, CA	Firm absorbed	Other	100.0%

Relationships

Registered with (3)

← W•••••• R•• L••••••Advisorregistration: current employment
Jul 17, 2018 to presentfactForm ADV
← JOSHUA RAY L••••••Advisorregistration: previous registration
Jul 16, 2018 to Nov 25, 2020factForm ADV
← JEREMY MATTHEW L••••••Advisorregistration: previous registration
Aug 21, 2018 to Jan 23, 2020factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:29a1f40e-d915-9bf6-3d3e-f25d8d0bbbb2
First observed: Jun 30, 2026
Last observed: Jun 30, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.