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J••••••• D•••• N••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

J••••••• D•••• N••••

Advisor at 3•• I••

ST. CHARLES, MO

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Search this name across graphsid dfx:ria:3ffa303d-f0e8-c9d8-34dd-c1815dcc74fb

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 18, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: 3•• I••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 1

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
3•• I••	State registered	Sep 15, 2017	n/a	yes	ST. CHARLES, MO	Current employment
B••••••••• C•••••• M••••••••• L••	Independent wealth	Jun 18, 2012	Oct 13, 2017	no	LAKE ST. LOUIS, MO\|WHEATON, IL\|ST. CHARLES, MO

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
B••••••••• C•••••• M••••••••• L••	3•• I••	Oct 13, 2017	Sep 15, 2017	-28	Firm change	Other

Relationships

Registered with (2)

→ 3•• I••Registered adviserregistration: current employment
Sep 15, 2017 to presentfactForm ADV
→ B••••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jun 18, 2012 to Oct 13, 2017factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:3ffa303d-f0e8-c9d8-34dd-c1815dcc74fb
First observed: Jun 18, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.