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Advisor at OPENAIR FINANCIAL, LLC
Dallas, TX | SOUTHLAKE, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OPENAIR FINANCIAL, LLC | Independent wealth | May 29, 2019 | n/a | yes | Dallas, TX|SOUTHLAKE, TX | Current employment |
| LAKE POINT WEALTH MANAGEMENT, LLC | Former SEC adviser | Jun 3, 2014 | Jun 14, 2019 | no | HEATH, TX|Fort Worth, TX | Previous registration |
| COMERICA SECURITIES | Former SEC adviser | Aug 5, 2011 | Feb 24, 2014 | no | DETROIT, MI|DALLAS, TX|DALLAS, TX|DALLAS, TX | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jan 3, 2006 | Jan 27, 2011 | no | DALLAS, TX|DALLAS, TX|SAN FRANCISCO, CA|DALLAS, TX|PLANO, TX|FORT WORTH, TX|DALLAS, TX|ADDISON, TX|DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LAKE POINT WEALTH MANAGEMENT, LLC | OPENAIR FINANCIAL, LLC | Jun 14, 2019 | May 29, 2019 | -16 | Firm change | RIA to RIA |
| COMERICA SECURITIES | LAKE POINT WEALTH MANAGEMENT, LLC | Feb 24, 2014 | Jun 3, 2014 | 99 | Firm change | Other |
| WELLS FARGO INVESTMENTS, LLC | COMERICA SECURITIES | Jan 27, 2011 | Aug 5, 2011 | 190 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 170398:300362:TX:2019-06-14 | Jun 14, 2019 | May 29, 2019 | FORT WORTH, TX | Firm change |