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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

LAKE POINT WEALTH MANAGEMENT, LLC

CRD 170398

HEATH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7973a28-9539-48fa-9b98-0c3995050db6

Data as of May 18, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 25
Dated events: 25
On other graphs: 0
Observed: May 22, 2017 to May 18, 2022
23 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Advisors on IAPD: 0
Employees: 16
Advisory employees: 9
Offices: 10Schedule D 1.F, beyond the principal office
SEC number: 801-110687
CRD: 170398
Filings on the tape: 23
First filed: May 22, 2017
Latest filed: May 18, 2022
Organised: Limited Liability Company, Texas

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
EMRICH, ROBERT, E	CHIEF INVESTMENT OFFICER	Na	yes	03/2020	Mar 30, 2020	May 18, 2022
JOHNSON, HOWARD, REID	OWNER, CHIEF COMPLIANCE OFFICER	Na	yes	01/2014	May 22, 2017	May 18, 2022
MERCER GLOBAL ADVISORS INC.	PARENT COMPANY	E	yes	09/2021	Nov 14, 2021	May 18, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LAKE POINT ADVISORY GROUP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
CEDAR HILL	TX	United States	3	no
FORT WORTH	TX	United States	2	no
Dallas	TX	United States	1	no
Granbury	TX	United States	1	no
Grapevine	TX	United States	1	no
Houston	TX	United States	1	no
Plano	TX	United States	1	no
Spring	TX	United States	1	no
THE WOODLANDS	TX	United States	1	no
Sandy	Ut	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 25, 2022	n/a	n/a	16	9	10	n/a	n/a
2020	Jun 8, 2021	$347M	$332M	19	11	10	n/a	n/a
2019	Mar 30, 2020	$291M	$291M	9	9	10	n/a	n/a
2018	Mar 30, 2019	$258M	$258M	13	13	9	n/a	n/a
2017	Mar 30, 2018	$222M	$222M	11	11	9	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	n/a	$347M	n/a	$258M	n/a	16	19	10	10

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
MERCER GLOBAL ADVISORS INC.	4	Jun 9, 2022	Jan 14, 2022	HEATH, TX	Firm absorbed	Other	57.1%
MERCER GLOBAL ADVISORS INC.	3	May 16, 2022	Jan 20, 2022	HEATH, TX	Team lift out	Other	30.0%
OPENAIR FINANCIAL, LLC	2	Jun 14, 2019	May 29, 2019	FORT WORTH, TX	Team lift out	RIA to RIA	20.0%

Relationships

Controls (3)

← MERCER GLOBAL ADVISORS INC.OwnerPARENT COMPANY, ownership code E, domestic entity
Nov 14, 2021 to presentfactForm ADV
← EMRICH, ROBERT, EOwnerCHIEF INVESTMENT OFFICER, ownership code NA, individual
Mar 30, 2020 to presentfactForm ADV
← JOHNSON, HOWARD, REIDOwnerOWNER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
May 22, 2017 to presentfactForm ADV

Registered with (19)

← ROBERT E EMRICHAdvisorregistration: previous registration
May 12, 2020 to Jul 20, 2022factForm ADV
← David Ashley MaxwellAdvisorregistration: previous registration
Feb 11, 2015 to Jul 20, 2022factForm ADV
← HOWARD REID JOHNSONAdvisorregistration: previous registration
Mar 17, 2014 to Jul 20, 2022factForm ADV
← Samuel HumeAdvisorregistration: previous registration
Jul 9, 2021 to Jun 9, 2022factForm ADV
← Anna M ApodacaAdvisorregistration: previous registration
Apr 12, 2021 to Jun 9, 2022factForm ADV
← AARON BOYCEAdvisorregistration: previous registration
May 16, 2014 to Jun 9, 2022factForm ADV
← DAVID ALLEN CAINAdvisorregistration: previous registration
Dec 12, 2016 to Jun 9, 2022factForm ADV
← CARTER BROWERAdvisorregistration: previous registration
Mar 18, 2017 to May 16, 2022factForm ADV
← Christopher HoughtonAdvisorregistration: previous registration
Aug 7, 2019 to May 16, 2022factForm ADV
← Kody Carl FollowwillAdvisorregistration: previous registration
Jul 28, 2020 to May 16, 2022factForm ADV
← Brent WilliamsAdvisorregistration: previous registration
Jul 2, 2021 to Mar 25, 2022factForm ADV
← DENNIS RYAN OVERSTREETAdvisorregistration: previous registration
Jul 6, 2018 to Jan 9, 2022factForm ADV
← TAYLOR ROSS HERZOGAdvisorregistration: previous registration
May 18, 2018 to Feb 27, 2020factForm ADV
← MICHELE YVETTE BERGERONAdvisorregistration: previous registration
Aug 21, 2018 to Jan 29, 2020factForm ADV
← TROY MICHAEL KNIGHT-MILLERAdvisorregistration: previous registration
Oct 10, 2019 to Nov 7, 2019factForm ADV
← JONATHAN KENT LAWTONAdvisorregistration: previous registration
Jun 3, 2014 to Jun 14, 2019factForm ADV
← CHRIS R MASSENBURGAdvisorregistration: previous registration
Jun 16, 2015 to Jun 14, 2019factForm ADV
← STEWART EMBRY FIELDSAdvisorregistration: previous registration
May 26, 2016 to Apr 18, 2019factForm ADV
← James Jeffrey ProctorAdvisorregistration: previous registration
Oct 21, 2014 to Aug 31, 2016factForm ADV

Moved with (2)

→ MERCER GLOBAL ADVISORS INC.Registered adviser3 advisors, team lift out, same day
May 16, 2022 to Jan 20, 2022factForm ADV
→ OPENAIR FINANCIAL, LLCRegistered adviser2 advisors, team lift out, same day
Jun 14, 2019 to May 29, 2019factForm ADV

Dated events

Occurred
Jul 20, 2022
Advisor changed firm
David Ashley Maxwell left Lake Point Wealth Management, Llc for Ae Wealth Management, Llc (registered 2022-06-15)
Form ADVobserved 6 days ago
Occurred
Jul 20, 2022
Advisor changed firm
Howard Reid Johnson left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-02-15)
Form ADVobserved 6 days ago
Occurred
Jul 20, 2022
Advisor changed firm
Robert E Emrich left Lake Point Wealth Management, Llc for Acruence Capital, Llc (registered 2020-05-14)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Firm absorbed
Lake Point Wealth Management, LLC's advisors moved to Mercer Global Advisors Inc. (Heath, TX): 4 of 7 registered, on the same day
Form ADVobserved 6 days ago
4 advisors
Occurred
Jun 9, 2022
Advisor changed firm
Samuel Hume left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-14)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Advisor changed firm
Anna M Apodaca left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-04)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Advisor changed firm
Aaron Boyce left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-04)
Form ADVobserved 6 days ago
Occurred
Jun 9, 2022
Advisor changed firm
David Allen Cain left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2021-12-22)
Form ADVobserved 6 days ago
Occurred
May 17, 2022
Control person left
Isaiah Joshua Wilson (Chief Executive Officer) no longer on Schedule A of Lake Point Wealth Management, Llc (listed 2022-05-16, absent 2022-05-17)
Form ADVobserved 6 days ago
Occurred
May 16, 2022
Team lift-out
3 advisors left Lake Point Wealth Management, LLC (Heath, TX) for Mercer Global Advisors Inc. on the same day
Form ADVobserved 6 days ago
3 advisors
Occurred
May 16, 2022
Advisor changed firm
Kody Carl Followwill left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-11)
Form ADVobserved 6 days ago
Occurred
May 16, 2022
Advisor changed firm
Christopher Houghton left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-20)
Form ADVobserved 6 days ago
Occurred
May 16, 2022
Advisor changed firm
Carter Brower left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2021-12-22)
Form ADVobserved 6 days ago
Occurred
May 3, 2022
Control person left
Brent Williams (Chief Compliance Officer) no longer on Schedule A of Lake Point Wealth Management, Llc (listed 2022-03-25, absent 2022-05-03)
Form ADVobserved 6 days ago
Occurred
Mar 25, 2022
Advisor changed firm
Brent Williams left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2021-12-22)
Form ADVobserved 6 days ago
Occurred
Jan 9, 2022
Advisor changed firm
Dennis Ryan Overstreet left Lake Point Wealth Management, Llc for Mercer Global Advisors Inc. (registered 2022-01-21)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2021
Control person left
Lynn Tiffany Ramirez (Chief Compliance Officer) no longer on Schedule A of Lake Point Wealth Management, Llc (listed 2020-08-28, absent 2021-06-08)
Form ADVobserved 6 days ago
Occurred
Jun 8, 2021
Control person joined
Brent Williams (Chief Compliance Officer) appeared on Schedule A of Lake Point Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Aug 28, 2020
Control person left
Nicole Brittany Reville (Chief Compliance Officer) no longer on Schedule A of Lake Point Wealth Management, Llc (listed 2020-06-30, absent 2020-08-28)
Form ADVobserved 6 days ago
Occurred
Aug 28, 2020
Control person joined
Lynn Tiffany Ramirez (Chief Compliance Officer) appeared on Schedule A of Lake Point Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person left
Ellen Jean Patton (Chief Operating Officer) no longer on Schedule A of Lake Point Wealth Management, Llc (listed 2019-08-01, absent 2020-03-30)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
Isaiah Joshua Wilson (Chief Executive Officer) appeared on Schedule A of Lake Point Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2020
Control person joined
E Robert Emrich (Chief Investment Officer) appeared on Schedule A of Lake Point Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
Mar 30, 2019
Control person joined
Ellen Jean Patton (Chief Operating Officer) appeared on Schedule A of Lake Point Wealth Management, Llc
Form ADVobserved 6 days ago
Occurred
May 22, 2017
First Form ADV filing
Lake Point Wealth Management, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:f7973a28-9539-48fa-9b98-0c3995050db6
First observed: May 22, 2017
Last observed: May 18, 2022 52 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LAKE POINT WEALTH MANAGEMENT, LLC

CRD 170398

HEATH, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:f7973a28-9539-48fa-9b98-0c3995050db6

Data as of May 18, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:09 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

EMRICH, ROBERT, E

CHIEF INVESTMENT OFFICER

yes

03/2020

Mar 30, 2020

May 18, 2022

JOHNSON, HOWARD, REID

OWNER, CHIEF COMPLIANCE OFFICER

yes

01/2014

May 22, 2017

May 18, 2022

MERCER GLOBAL ADVISORS INC.

PARENT COMPANY

yes

09/2021

Nov 14, 2021

May 18, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LAKE POINT ADVISORY GROUP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

CEDAR HILL

United States

FORT WORTH

United States

Dallas

United States

Granbury

United States

Grapevine

United States

Houston

United States

Plano

United States

Spring

United States

THE WOODLANDS

United States

Sandy

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 25, 2022

n/a

2020

Jun 8, 2021

$347M

$332M

n/a

2019

Mar 30, 2020

$291M

n/a

2018

Mar 30, 2019

$258M

n/a

2017

Mar 30, 2018

$222M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

n/a

$347M

n/a

$258M

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

MERCER GLOBAL ADVISORS INC.

Jun 9, 2022

Jan 14, 2022

HEATH, TX

Firm absorbed

Other

57.1%

MERCER GLOBAL ADVISORS INC.

May 16, 2022

Jan 20, 2022

HEATH, TX

Team lift out

Other

30.0%

OPENAIR FINANCIAL, LLC

Jun 14, 2019

May 29, 2019

FORT WORTH, TX

Team lift out

RIA to RIA

20.0%