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M•••••• P• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

M•••••• P• A•••••••

Advisor at C••••• I••••••••• A••••••• L••

RALEIGH, NC

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Search this name across graphsid dfx:ria:400ebded-df65-5ed4-7ed7-7f3501518c31

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Feb 3, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Oct 4, 2022	n/a	yes	RALEIGH, NC	Current employment
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Sep 1, 2021	Aug 22, 2022	no	Raleigh, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	C••••• I••••••••• A••••••• L••	Aug 22, 2022	Oct 4, 2022	43	Firm change	Ibd to ibd
E•••• S••••••••• L••	M•• I•••••••• S•••••••• L••	Jul 1, 2021	Sep 1, 2021

Relationships

Registered with (5)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Oct 4, 2022 to presentfactForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Sep 1, 2021 to Aug 22, 2022factForm ADV
→ E•••• S••••••••• L••Registered adviserregistration: previous registration
Feb 4, 2020 to Jul 1, 2021factForm ADV
→ V•••• F•••••••• A•••••••• I•••

Dated events

Occurred
Aug 22, 2022
Advisor changed firm
M•••••• P• A••••••• left M•• I•••••••• S•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-10-04)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:400ebded-df65-5ed4-7ed7-7f3501518c31
First observed: Feb 3, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.