DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Michael P Ackerman
Feed of 09/14/2026
Also filed as Michael Ackerman
At current firm
3 y
since Oct 4, 2022
In the industry
10 y
since Sep 1, 2016 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cetera Investment Advisers LLC BD affiliated currentsince Oct 4, 2022 · Raleigh, Nc
- MML Investors Services, LLC BD affiliatedSep 1, 2021 to Aug 22, 2022 · Raleigh, Nc
- Eagle Strategies LLC BD affiliatedFeb 4, 2020 to Jul 1, 2021 · Raleigh, Nc
- Valic Financial Advisors, Inc. BD affiliatedSep 18, 2017 to Jan 10, 2019 · Durham, Nc
- L & S Advisors, Inc independent RIAFeb 3, 2017 to May 15, 2017 · Wake Forest, Nc
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Cetera Investment Advisers LLCleft Aug 22, 2022, registered Oct 4, 2022 (43 days) · Affiliated broker-dealer or bank to another
- Eagle Strategies LLC to MML Investors Services, LLCleft Jul 1, 2021, registered Sep 1, 2021 (62 days) · Affiliated broker-dealer or bank to another
- Valic Financial Advisors, Inc. to Eagle Strategies LLCleft Jan 10, 2019, registered Feb 4, 2020 (390 days) · Affiliated broker-dealer or bank to another
- L & S Advisors, Inc to Valic Financial Advisors, Inc.left May 15, 2017, registered Sep 18, 2017 (126 days) · Other
Signals
- Michael P Ackerman left Mml Investors Services, Llc for Cetera Investment Advisers Llc (registered 2022-10-04)Aug 22, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address