DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner31 years in industry

DAVID CODMAN TURBEN

Advisor at TURNING POINT ADVISORS, LLC

NOVELTY, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40185d4c-8ecf-496f-4d1c-e0664fa39ddf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Apr 2, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: TURNING POINT ADVISORS, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 13, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Feb 13, 1995
First registration: Apr 2, 2003
Dual registered: no
Other names: DAVID TURBEN
IAPD individual key: 2591599

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
TURNING POINT ADVISORS, LLC	State registered	Mar 3, 2018	n/a	yes	NOVELTY, OH	Current employment
TREND DYNAMICS INC	Former SEC adviser	Mar 10, 2010	May 3, 2013	no	n/a	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Feb 9, 2007	May 13, 2009	no	HUDSON, OH	Previous registration
KEYBANC CAPITAL MARKETS INC.	n/a	Oct 13, 2005	Feb 9, 2007	no	HUDSON, OH\|HUDSON, OH	Previous registration
EDWARD JONES	National bd RIA	Sep 23, 2005	Oct 18, 2005	no	CHAGRIN FALLS, OH	Previous registration
NATCITY INVESTMENTS, INC.	n/a	Apr 2, 2003	Oct 7, 2003	no	CLEVELAND, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TREND DYNAMICS INC	TURNING POINT ADVISORS, LLC	May 3, 2013	Mar 3, 2018	1,765	Firm change after gap	Other
UBS FINANCIAL SERVICES INC.	TREND DYNAMICS INC	May 13, 2009	Mar 10, 2010	301	Firm change	Other
KEYBANC CAPITAL MARKETS INC.	UBS FINANCIAL SERVICES INC.	Feb 9, 2007	Feb 9, 2007	0	Bulk transfer	Other
EDWARD JONES	KEYBANC CAPITAL MARKETS INC.	Oct 18, 2005	Oct 13, 2005	-5	Firm change	Other
NATCITY INVESTMENTS, INC.	EDWARD JONES	Oct 7, 2003	Sep 23, 2005	717	Firm change after gap	Other

Relationships

Registered with (6)

→ TURNING POINT ADVISORS, LLCRegistered adviserregistration: current employment
Mar 3, 2018 to presentfactForm ADV
→ TREND DYNAMICS INCRegistered adviserregistration: previous registration
Mar 10, 2010 to May 3, 2013factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Feb 9, 2007 to May 13, 2009factForm ADV
→ KEYBANC CAPITAL MARKETS INC.Registered adviserregistration: previous registration
Oct 13, 2005 to Feb 9, 2007factForm ADV
→ EDWARD JONESRegistered adviserregistration: previous registration
Sep 23, 2005 to Oct 18, 2005factForm ADV
→ NATCITY INVESTMENTS, INC.Registered adviserregistration: previous registration
Apr 2, 2003 to Oct 7, 2003factForm ADV

Dated events

No dated event names this entity yet.