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Registered advisor
D•••• C••••• T•••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as D•••• T•••••
At current firm
8 y
since Mar 3, 2018
In the industry
31 y
since Feb 13, 1995 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- T•••••• P•••• A•••••••• L•• state registered currentsince Mar 3, 2018 · Novelty, Oh
- T•••• D••••••• I•• formerMar 10, 2010 to May 3, 2013
- U•• F•••••••• S••••••• I••• wirehouseFeb 9, 2007 to May 13, 2009 · Hudson, Oh
- K•••••• C•••••• M•••••• I••• unclassifiedOct 13, 2005 to Feb 9, 2007 · Hudson, Oh
- E••••• J•••• national BDSep 23, 2005 to Oct 18, 2005 · Chagrin Falls, Oh
- N•••••• I••••••••• I••• unclassifiedApr 2, 2003 to Oct 7, 2003 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- T•••• D••••••• I•• to T•••••• P•••• A•••••••• L••left May 3, 2013, registered Mar 3, 2018 (1765 days) · Other
- U•• F•••••••• S••••••• I••• to T•••• D••••••• I••left May 13, 2009, registered Mar 10, 2010 (301 days) · Other
- K•••••• C•••••• M•••••• I••• to U•• F•••••••• S••••••• I•••left Feb 9, 2007, registered Feb 9, 2007 (0 days) · corporate re-registration, not a move
- E••••• J•••• to K•••••• C•••••• M•••••• I•••left Oct 18, 2005, registered Oct 13, 2005 (-5 days) · Other
- N•••••• I••••••••• I••• to E••••• J••••left Oct 7, 2003, registered Sep 23, 2005 (717 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 31derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address