DFX Intelligence

N••••••• C••••••••• P••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

N••••••• C••••••••• P••••••

Advisor at R•••••• J•••• • A••••••••• I•••

Washington Twp., MI | Clinton Township, MI

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:40233ac5-394b-2d2a-8845-1afd46318e87

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 14, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• • A••••••••• I•••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jul 12, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• • A••••••••• I•••	National bd RIA	Feb 2, 2016	n/a	yes	Clinton Township, MI\|Washington Twp., MI	Current employment
M••••• S••••••	Wirehouse	Dec 18, 2012	Feb 3, 2016	no	Rochester, MI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	R•••••• J•••• • A••••••••• I•••	Feb 3, 2016	Feb 2, 2016	-1	Firm change	Wirehouse to ibd
S••••••• • C••	M••••• S••••••	Aug 17, 2011	Dec 18, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
149777:705:MI:2016-02-03	Feb 3, 2016	Feb 2, 2016	ROCHESTER, MI	Firm change

Relationships

Registered with (3)

→ R•••••• J•••• • A••••••••• I•••Registered adviserregistration: current employment
Feb 2, 2016 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Dec 18, 2012 to Feb 3, 2016factForm ADV
→ S••••••• • C••Registered adviserregistration: previous registration
Jul 14, 2011 to Aug 17, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40233ac5-394b-2d2a-8845-1afd46318e87
First observed: Jul 14, 2011
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.