DFX Intelligence

S••• C•••••••• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)14 years in industry

S••• C•••••••• H•••••

Advisor at E••••• J••••

HILLSBORO, OR

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Search this name across graphsid dfx:ria:4024bd93-32f4-f37a-7e19-6e89999aa5d1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Dec 15, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Oct 1, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Jul 17, 2026	n/a	yes	HILLSBORO, OR	Current employment
K•• I••••••••• S••••••• L••	Bd affiliated wealth	Sep 27, 2018	Jul 29, 2026	no	Vancouver, WA\|Hillsboro, OR\|Beaverton, OR\|BROOKLYN, OH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
K•• I••••••••• S••••••• L••	E••••• J••••	Jul 29, 2026	Jul 17, 2026	-12	Firm change	Ibd to ibd
B••••••• I••••••••• S•••••••• I••• •••••	K•• I••••••••• S••••••• L••	Sep 28, 2018	Sep 27, 2018

Relationships

Registered with (3)

→ E••••• J••••Registered adviserregistration: previous registration
Dec 15, 2011 to Oct 17, 2016factForm ADV
→ K•• I••••••••• S••••••• L••Registered adviserregistration: previous registration
Sep 27, 2018 to Jul 29, 2026factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••Registered adviserregistration: previous registration
Nov 1, 2016 to Sep 28, 2018factForm ADV

Dated events

Occurred
Jul 29, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4024bd93-32f4-f37a-7e19-6e89999aa5d1
First observed: Dec 15, 2011
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.