DFX Intelligence

F•••• K•••• D•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)29 years in industry

F•••• K•••• D•••••

Advisor at L•• F•••••••• L••

TIMONIUM, MD

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Search this name across graphsid dfx:ria:4026c68b-8e41-d13e-34f1-f45e00514397

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Aug 8, 2000 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 23, 2025	n/a	yes	TIMONIUM, MD	Current employment
M••••••• F•••••••• G••••• I•••	Former SEC adviser	Mar 25, 2020	Jul 16, 2025	no	Timonium, MD\|ROCKVILLE, MD	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• F•••••••• G••••• I•••	L•• F•••••••• L••	Jul 16, 2025	May 23, 2025	-54	Firm change after gap	RIA to ibd
M••••• S••••••	M••••••• F•••••••• G••••• I•••	Sep 18, 2009	Mar 25, 2020

Team moves

••• Locked

Team	Left	Joined	From	Kind
122320:6413:MD:2025-07-16	Jul 16, 2025	May 23, 2025	ROCKVILLE, MD	Firm change after gap

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 23, 2025 to presentfactForm ADV
→ M••••••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Mar 25, 2020 to Jul 16, 2025factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 1, 2009 to Sep 18, 2009factForm ADV
→ C•••••••• G••••• M•••••• I•••

Dated events

Occurred
Jul 16, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4026c68b-8e41-d13e-34f1-f45e00514397
First observed: Aug 8, 2000
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.