RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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F•••• K•••• D•••••
- L•• F•••••••• L•• BD affiliated currentsince May 23, 2025 · Timonium, Md
- M••••••• F•••••••• G••••• I••• formerMar 25, 2020 to Jul 16, 2025 · Timonium, Md
- M••••• S•••••• wirehouseJun 1, 2009 to Sep 18, 2009 · Purchase, Ny
- C•••••••• G••••• M•••••• I••• BD affiliatedFeb 21, 2006 to Jun 1, 2009 · New York, Ny
- L••• M•••• W••• W•••••• I••••••••• unclassifiedAug 5, 2004 to Feb 21, 2006 · Baltimore, Md
- T• R••• P•••• A••••••• S•••••••• I••• BD affiliatedAug 8, 2000 to Aug 10, 2004 · Baltimore, Md
- M••••••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 16, 2025, registered May 23, 2025 (-54 days) · RIA to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to M••••••• F•••••••• G••••• I•••left Sep 18, 2009, registered Mar 25, 2020 (3841 days) · Wirehouse to independent RIA
- C•••••••• G••••• M•••••• I••• to M••••• S••••••left Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- L••• M•••• W••• W•••••• I••••••••• to C•••••••• G••••• M•••••• I•••left Feb 21, 2006, registered Feb 21, 2006 (0 days) · corporate re-registration, not a move
- T• R••• P•••• A••••••• S•••••••• I••• to L••• M•••• W••• W•••••• I•••••••••left Aug 10, 2004, registered Aug 5, 2004 (-5 days) · Other
- F•••• K•••• D••••• left M••••••• F•••••••• G••••• I••• for L•• F•••••••• L•• (registered 2025-05-23)Jul 16, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address