DFX Intelligence

R••••• E••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

R••••• E••••• B••••

Advisor at S•••••••• A•••••••• L••

FORT WORTH, TX

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Search this name across graphsid dfx:ria:402ad26d-9524-f2ff-366e-80096335557c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S•••••••• A•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 18, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S•••••••• A•••••••• L••	Bd affiliated wealth	Aug 5, 2025	n/a	yes	FORT WORTH, TX	Current employment
T••••• A••••••• S•••••••• I•••	Bd affiliated wealth	Feb 17, 2021	Aug 5, 2025	no	ATLANTA, GA\|FORT WORTH, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••• A••••••• S•••••••• I•••	S•••••••• A•••••••• L••	Aug 5, 2025	Aug 5, 2025	0	Firm change	Ibd to ibd
B••• S••••••••• L••	T••••• A••••••• S•••••••• I•••	Feb 17, 2021	Feb 17, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
283390:226606:TX:2025-08-05	Aug 5, 2025	Aug 5, 2025	FORT WORTH, TX	Firm change
7691:142785:TX:2018-05-07	May 7, 2018	May 4, 2018	FORT WORTH, TX	Firm change

Relationships

Registered with (5)

→ S•••••••• A•••••••• L••Registered adviserregistration: current employment
Aug 5, 2025 to presentfactForm ADV
→ T••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Feb 17, 2021 to Aug 5, 2025factForm ADV
→ B••• S••••••••• L••Registered adviserregistration: previous registration
May 4, 2018 to Feb 17, 2021factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Aug 5, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:402ad26d-9524-f2ff-366e-80096335557c
First observed: Nov 19, 2014
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.