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K•••• L•• Z••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner20 years in industry

K•••• L•• Z••••••

Advisor at M••••• G••••• A••••••• I•••

Portsmouth, NH | DENVER, CO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:402cbada-5f43-d63d-f217-13d35e4fb184

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:45 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Nov 24, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G••••• A••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 23, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G••••• A••••••• I•••	Independent wealth	Apr 23, 2026	n/a	yes	DENVER, CO\|Portsmouth, NH	Current employment
C•••••• O•• C•••••• M•••••••••	Former SEC adviser	Mar 29, 2011	Aug 26, 2026	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• O•• C•••••• M•••••••••	M••••• G••••• A••••••• I•••	Aug 26, 2026	Apr 23, 2026	-125	Firm change after gap	RIA to RIA
A•••• C••••••• L••	C•••••• O•• C•••••• M•••••••••	Dec 22, 2011

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
120870:147363:ME:2026-08-26	Aug 26, 2026	Apr 23, 2026	KENNEBUNK, ME	Firm change after gap

Relationships

Registered with (6)

→ M••••• G••••• A••••••• I•••Registered adviserregistration: current employment
Apr 23, 2026 to presentfactForm ADV
→ C•••••• O•• C•••••• M•••••••••Registered adviserregistration: previous registration
Mar 29, 2011 to Aug 26, 2026factForm ADV
→ A•••• C••••••• L••Registered adviserregistration: previous registration
Nov 4, 2009 to Dec 22, 2011factForm ADV
→ C••••••••• F•••••••• N••••••

Dated events

Occurred
Aug 26, 2026
Advisor changed firm
K•••• L•• Z•••••• left C•••••• O•• C•••••• M••••••••• for M••••• G••••• A••••••• I••• (registered 2026-04-23)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:402cbada-5f43-d63d-f217-13d35e4fb184
First observed: Nov 24, 2005
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.