DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Karen Lee Zaramba
Certified Financial Planner
Feed of 09/14/2026
At current firm
0 y
since Apr 23, 2026
In the industry
20 y
since Nov 23, 2005 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Mercer Global Advisors Inc. independent RIA currentsince Apr 23, 2026 · Denver, Co
- Charter Oak Capital Management formerMar 29, 2011 to Aug 26, 2026 · Portland, Me
- Aegis Capital, LLC formerNov 4, 2009 to Dec 22, 2011 · Mount Pleasant, Sc
- Commonwealth Financial Network national BDSep 25, 2009 to Nov 2, 2009 · Portsmouth, Nh
- Wells Fargo Advisors wirehouseJan 1, 2008 to Sep 28, 2009 · Portsmouth, Nh
- A. G. Edwards & Sons, Inc. unclassifiedNov 24, 2005 to Jan 1, 2008 · Portsmouth, Nh
Moves
a registration end followed by a registration begin elsewhere
- Charter Oak Capital Management to Mercer Global Advisors Inc.left Aug 26, 2026, registered Apr 23, 2026 (-125 days) · RIA to RIA · moved with a team
- Aegis Capital, LLC to Charter Oak Capital Managementleft Dec 22, 2011, registered Mar 29, 2011 (-268 days) · Other
- Commonwealth Financial Network to Aegis Capital, LLCleft Nov 2, 2009, registered Nov 4, 2009 (2 days) · Other
- Wells Fargo Advisors to Commonwealth Financial Networkleft Sep 28, 2009, registered Sep 25, 2009 (-3 days) · Wirehouse to affiliated broker-dealer or bank
- A. G. Edwards & Sons, Inc. to Wells Fargo Advisorsleft Jan 1, 2008, registered Jan 1, 2008 (0 days) · corporate re-registration, not a move
Signals
- Karen Lee Zaramba left Charter Oak Capital Management for Mercer Global Advisors Inc. (registered 2026-04-23)Aug 26, 2026 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address