This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

mixed wealth managerderivedprivate_client_share=0.37 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0

Regulatory AUM

$204MItem 5.F on the latest filing (2026-08-17); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$41.5M

Private client RAUM

$75.6MderivedItem 5.D individuals plus high net worth individuals

Private client share

37%derivedprivate client RAUM over total RAUM

Advisors on IAPD

6

RAUM per advisor

$34.0Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

5

Offices

0Schedule D 1.F, beyond the principal office

Accounts

1,207

Individual clients

1,107

High net worth clients

9

SEC number

801-132892

CRD

323267

Filings on the tape

5

First filed

May 21, 2025

Latest filed

Aug 17, 2026

Organised

Corporation, FL

Graph

RIA / Wealth Management

Canonical id

dfx:ria:403071a5-44ec-ca97-6cf1-0ccc69344971

First observed

May 21, 2025

Last observed

Aug 17, 2026 34 days ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.