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Advisor at ALIANZA CORP. INVESTMENT ADVISOR
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALIANZA CORP. INVESTMENT ADVISOR | Mixed wealth | May 12, 2026 | n/a | yes | MIAMI, FL | Current employment |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Aug 6, 2013 | Aug 23, 2017 | no | MIAMI BEACH, FL|MIAMI BEACH, FL|MIAMI BEACH, FL|AVENTURA, FL|MIAMI BEACH, FL|MIAMI GARDENS, FL|MIAMI, FL|MIAMI, FL|MIRAMAR, FL | Previous registration |
| INTERBOLSA INVESTMENT MANAGEMENT LLC | Former SEC adviser | Mar 8, 2011 | Oct 22, 2012 | no | MIAMI, FL | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | May 29, 2007 | Apr 27, 2009 | no | SURFSIDE, FL|BOCA RATON, FL|Miami Beach, FL | Previous registration |
| CITICORP INVESTMENT SERVICES | n/a | Aug 17, 2005 | May 29, 2007 | no | MIAMI, FL|MIAMI BEACH, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | ALIANZA CORP. INVESTMENT ADVISOR | Aug 23, 2017 | May 12, 2026 | 3,184 | Firm change after gap | Wirehouse to RIA |
| INTERBOLSA INVESTMENT MANAGEMENT LLC | J.P. MORGAN SECURITIES LLC | Oct 22, 2012 | Aug 6, 2013 | 288 | Firm change | Other |
| CITIGROUP GLOBAL MARKETS INC. | INTERBOLSA INVESTMENT MANAGEMENT LLC | Apr 27, 2009 | Mar 8, 2011 | 680 | Firm change after gap | Other |
| CITICORP INVESTMENT SERVICES | CITIGROUP GLOBAL MARKETS INC. | May 29, 2007 | May 29, 2007 | 0 | Bulk transfer | Other |