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Advisor at OSAIC WEALTH, INC.
SUNSET HILLS, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Nov 3, 2023 | n/a | yes | SUNSET HILLS, MO | Current employment |
| FSC SECURITIES CORPORATION | Former SEC adviser | Jun 16, 2022 | Nov 3, 2023 | no | ST. LOUIS, MO|ST. LOUIS, MO | Previous registration |
| BUTLER ASSOCIATES FINANCIAL PLANNERS, INC. | n/a | Feb 27, 1996 | Dec 14, 2023 | no | ST. LOUIS, MO | Previous registration |
| BUTLER ASSOCIATES FINANCIAL PLANNERS, INC. | n/a | Feb 27, 1996 | Dec 31, 2005 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BUTLER ASSOCIATES FINANCIAL PLANNERS, INC. | FSC SECURITIES CORPORATION | Dec 14, 2023 | Jun 16, 2022 | -546 | Firm change after gap | Other |
| FSC SECURITIES CORPORATION | OSAIC WEALTH, INC. | Nov 3, 2023 | Nov 3, 2023 | 0 | Bulk transfer | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 115612:7461:MO:2023-12-14 | Dec 14, 2023 | Jun 16, 2022 | ST LOUIS, MO | Firm change after gap |