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W••••• O••••• C•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

W••••• O••••• C•••••

Advisor at I••••••••• F•••••••• A•••••••

SALT LAKE CITY, UT

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Search this name across graphsid dfx:ria:403857c7-adde-80f5-ec5c-6bc130539ef7

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• F•••••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 15, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 21derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• F•••••••• A•••••••	Independent wealth	May 2, 2005	n/a	yes	SALT LAKE CITY, UT	Current employment
G•••• A••••••• A•••••••• I•••	Former SEC adviser	Mar 7, 2005	Aug 4, 2010	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•••• A••••••• A•••••••• I•••	I••••••••• F•••••••• A•••••••	Aug 4, 2010	May 2, 2005	-1,920	Firm change after gap	Other
P•• A•••• M••••••••• I••	G•••• A••••••• A•••••••• I•••	Feb 28, 2005

Relationships

Registered with (3)

→ I••••••••• F•••••••• A•••••••Registered adviserregistration: current employment
May 2, 2005 to presentfactForm ADV
→ G•••• A••••••• A•••••••• I•••Registered adviserregistration: previous registration
Mar 7, 2005 to Aug 4, 2010factForm ADV
→ P•• A•••• M••••••••• I••Registered adviserregistration: previous registration
Mar 21, 2001 to Feb 28, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:403857c7-adde-80f5-ec5c-6bc130539ef7
First observed: Mar 21, 2001
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.