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Advisor at NEWEDGE ADVISORS
NEW ORLEANS, LA | Milldale, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEWEDGE ADVISORS | Bd affiliated wealth | Jan 4, 2024 | n/a | yes | Milldale, CT|NEW ORLEANS, LA | Current employment |
| CWM, LLC | Bd affiliated wealth | Aug 24, 2021 | Dec 31, 2023 | no | Milldale, CT|OMAHA, NE | Previous registration |
| USI ADVISORS | Institutional manager | Jul 29, 2009 | Aug 18, 2021 | no | GLASTONBURY, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CWM, LLC | NEWEDGE ADVISORS | Dec 31, 2023 | Jan 4, 2024 | 4 | Firm change | Ibd to ibd |
| USI ADVISORS | CWM, LLC | Aug 18, 2021 | Aug 24, 2021 | 6 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 155344:171351:NE:2023-12-31 | Dec 31, 2023 | Jan 4, 2024 | OMAHA, NE | Firm change |