DFX Intelligence

A•••••• D••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner28 years in industry

A•••••• D••• S••••••

Advisor at H• W••••• P•••••••

Franklin, TN | NASHVILLE, TN

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Search this name across graphsid dfx:ria:404bf879-7229-f41a-a2e4-b8f296d7167a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 30, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H• W••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 16, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H• W••••• P•••••••	Independent wealth	May 9, 2024	n/a	yes	NASHVILLE, TN\|Franklin, TN	Current employment
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Nov 30, 2017	May 17, 2024	no	Albuquerque, NM\|Franklin, TN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• I••••••••• R••••••• A•••••••• I•••	H• W••••• P•••••••	May 17, 2024	May 9, 2024	-8	Firm change	Ibd to new firm
U•• F•••••••• S••••••• I•••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Dec 11, 2017	Nov 30, 2017

Team moves

••• Locked

Team	Left	Joined	From	Kind
8174:134139:NM:2017-12-10	Dec 11, 2017	Nov 30, 2017	ALBUQUERQUE, NM	Firm change

Relationships

Registered with (5)

→ H• W••••• P•••••••Registered adviserregistration: current employment
May 9, 2024 to presentfactForm ADV
→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: previous registration
Nov 30, 2017 to May 17, 2024factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
Nov 7, 2008 to Dec 11, 2017factForm ADV
→ M••••• S•••••• • C•• L••

Dated events

Occurred
May 17, 2024
Advisor changed firm
A•••••• D••• S•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for H• W••••• P••••••• (registered 2024-05-09)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:404bf879-7229-f41a-a2e4-b8f296d7167a
First observed: Jul 30, 1998
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.