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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

HS WEALTH PARTNERS

TIGEROAK MANAGEMENT, LLC, CRD 330640

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d79ed55-a16d-8252-6336-8b78089c7d87

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Mar 26, 2024 to Feb 20, 2026
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.9 fund_share=0.0 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $481MItem 5.F on the latest filing (2026-02-20); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $481M
Private client RAUM: $433MderivedItem 5.D individuals plus high net worth individuals
Private client share: 90%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 6
RAUM per advisor: $80.2Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 5
Advisory employees: 4
Offices: 4Schedule D 1.F, beyond the principal office
Accounts: 626
Individual clients: 169
High net worth clients: 96
Custody, client assets: $13.4M
SEC number: 801-129998
CRD: 330640
Filings on the tape: 13
First filed: Mar 26, 2024
Latest filed: Feb 20, 2026
Organised: Limited Liability Company, NM
Website: hswealthpartners.com

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
PETE D HENDERSON	n/a	NASHVILLE, TN \| ALBUQUERQUE, NM	2	32	4	no
ANTHONY DREW STEFFAN	Certified Financial Planner	Franklin, TN \| NASHVILLE, TN	2	28	4	no
JOSHALYN RAE BACA	n/a	NASHVILLE, TN \| HERMITAGE, TN	2	24	4	no
Daniel Louis Frattali	n/a	Encino, CA \| NASHVILLE, TN	2	28	2	no
Nicholas Vincent Frattali	n/a	NASHVILLE, TN \| Encino, CA	1	11	n/a	no
Jack Henderson	n/a	NASHVILLE, TN \| ALBUQUERQUE, NM	1	12	n/a	no

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BACA, JOSHALYN, RAE	CHIEF COMPLIANCE OFFICER	Na	yes	03/2024	Mar 26, 2024	Nov 4, 2024
HENDERSON, PETE, D	Partner	D	yes	03/2024	Mar 26, 2024	Nov 4, 2024
STEFFAN, ANTHONY, DREW	Partner	C	yes	03/2024	Mar 26, 2024	Nov 4, 2024

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Encino	CA	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 20, 2026	$481M	$481M	5	4	4	n/a	n/a
2024	Jan 28, 2025	$398M	$398M	5	3	4	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	4	0

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$481M	$398M	21.0%	n/a	n/a	5	5	4	4

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	2	May 17, 2024	May 9, 2024	ALBUQUERQUE, NM	Team lift out	Ibd to new firm	0.1%

Relationships

Registered with (6)

← Jack HendersonAdvisorregistration: current employment
Jul 28, 2025 to presentfactForm ADV
← Nicholas Vincent FrattaliAdvisorregistration: current employment
Nov 27, 2024 to presentfactForm ADV
← PETE D HENDERSONAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← ANTHONY DREW STEFFANAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← JOSHALYN RAE BACAAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV
← Daniel Louis FrattaliAdvisorregistration: current employment
May 9, 2024 to presentfactForm ADV

Controls (3)

← HENDERSON, PETE, DOwnerPARTNER, ownership code D, individual
Mar 26, 2024 to Nov 4, 2024factForm ADV
← STEFFAN, ANTHONY, DREWOwnerPARTNER, ownership code C, individual
Mar 26, 2024 to Nov 4, 2024factForm ADV
← BACA, JOSHALYN, RAEOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2024 to Nov 4, 2024factForm ADV

Moved with (1)

← CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviser2 advisors, team lift out, same day
May 17, 2024 to May 9, 2024factForm ADV

Dated events

Occurred
May 17, 2024
Team lift-out
2 advisors left Cambridge Investment Research Advisors, Inc. (Albuquerque, NM) for HS Wealth Partners on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Mar 26, 2024
First Form ADV filing
Hs Wealth Partners filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9d79ed55-a16d-8252-6336-8b78089c7d87
First observed: Mar 26, 2024
Last observed: Feb 20, 2026 7 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

HS WEALTH PARTNERS

TIGEROAK MANAGEMENT, LLC, CRD 330640

NASHVILLE, TN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9d79ed55-a16d-8252-6336-8b78089c7d87

Data as of Feb 20, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:38 PM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

PETE D HENDERSON

n/a

NASHVILLE, TN | ALBUQUERQUE, NM

ANTHONY DREW STEFFAN

Certified Financial Planner

Franklin, TN | NASHVILLE, TN

JOSHALYN RAE BACA

n/a

NASHVILLE, TN | HERMITAGE, TN

Daniel Louis Frattali

n/a

Encino, CA | NASHVILLE, TN

Nicholas Vincent Frattali

n/a

NASHVILLE, TN | Encino, CA

n/a

Jack Henderson

n/a

NASHVILLE, TN | ALBUQUERQUE, NM

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BACA, JOSHALYN, RAE

CHIEF COMPLIANCE OFFICER

yes

03/2024

Mar 26, 2024

Nov 4, 2024

HENDERSON, PETE, D

Partner

yes

03/2024

Mar 26, 2024

Nov 4, 2024

STEFFAN, ANTHONY, DREW

Partner

yes

03/2024

Mar 26, 2024

Nov 4, 2024

City

State

Country

Employees

Also broker-dealer

Encino

United States

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Feb 20, 2026

$481M

n/a

2024

Jan 28, 2025

$398M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

0.0%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$481M

$398M

21.0%

n/a

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

May 17, 2024

May 9, 2024

ALBUQUERQUE, NM

Team lift out

Ibd to new firm

0.1%