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Advisor at ALLEY COMPANY
LAKE FOREST, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALLEY COMPANY | Independent wealth | Aug 22, 2025 | n/a | yes | LAKE FOREST, IL | Current employment |
| MORNINGSTAR INVESTMENT SERVICES LLC | Former SEC adviser | Dec 9, 2003 | Apr 30, 2025 | no | CHICAGO, IL|CHICAGO, IL | Previous registration |
| MORNINGSTAR INVESTMENT SERVICES LLC | Former SEC adviser | Jan 16, 2003 | Feb 18, 2003 | no | CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORNINGSTAR INVESTMENT SERVICES LLC | ALLEY COMPANY | Apr 30, 2025 | Aug 22, 2025 | 114 | Firm change | RIA to RIA |