DFX Intelligence

S•••••••• I••••••••• A•••••••• I•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

S•••••••• I••••••••• A•••••••• I•••

CRD 312685

TUCSON, AZ

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Search this name across graphsid dfx:ria:40525274-d361-14f1-7f24-818203df1f2d

Data as of Mar 30, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:26 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 3
On other graphs: 0
Observed: Jan 29, 2021 to Mar 30, 2026
12 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=5.0
Regulatory AUM: $387M••• Locked
Discretionary RAUM: $387M
Private client RAUM: $380Mderived••• Locked
Private client share: 98%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 4
RAUM per advisor: $96.7Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
R•••••• J••• Z•••	n/a	TUCSON, AZ	5	14	1	yes
A•••••••• F••••••• K•••••	n/a	TUCSON, AZ	5	17

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
K•••••• A••••••••• F•••••••	Shareholder	D	yes	12/2020	Jan 29, 2021	Oct 9, 2024
Z•••• R••••••• J•••	PRESIDENT, CCO	D	yes	12/2020	Jan 29, 2021	Oct 9, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$387M	$326M	18.8%	$235M	18.0%	5	4	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
S•••••••• I••••••••• A•••••••• I•••	2	Mar 8, 2021	Mar 10, 2021	TUCSON, AZ	Channel change	RIA to RIA	66.7%

Relationships

Registered with (5)

← D•••••• H••••• R••••••Advisorregistration: current employment
Mar 20, 2024 to presentfactForm ADV
← D•••• W•••••• B••••Advisorregistration: current employment
Mar 12, 2024 to presentfactForm ADV
← A•••••••• F••••••• K•••••Advisorregistration: current employment
Mar 10, 2021 to presentfactForm ADV
← R•••••• J••• Z•••

Dated events

Occurred
Jun 10, 2024
Advisor changed firm
J••• Robert Schannep left S•••••••• I••••••••• A•••••••• I••• for Archer Wealth Advisors (registered 2024-05-06)
Form ADVobserved 7 days ago
Occurred
Jan 29, 2021
Succession filed (Item 4)
S•••••••• I••••••••• A•••••••• I••• reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 7 days ago
Occurred
Jan 29, 2021
First Form ADV filing
S•••••••• I••••••••• A•••••••• I••• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:40525274-d361-14f1-7f24-818203df1f2d
First observed: Jan 29, 2021
Last observed: Mar 30, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.