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RIA / WealthAdvisordual registered (broker-dealer)17 years in industry

ALEXANDRA FARQUHAR KUSLER

Advisor at SOUTHWEST INVESTMENT ADVISORS, INC.

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c09e043-01f7-39f4-9355-56c17d488927

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 26, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SOUTHWEST INVESTMENT ADVISORS, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 3
Exams: S66
First exam: May 5, 2011
First registration: May 26, 2011
Dual registered: yes, broker-dealer
Other names: ALEXANDRA FARQUHAR|ALIX FARQUHAR|ALEXANDRA JOHNSON FARQUHAR
IAPD individual key: 5711458

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SOUTHWEST INVESTMENT ADVISORS, INC.	Independent wealth	Mar 10, 2021	n/a	yes	TUCSON, AZ	Current employment
SOUTHWEST INVESTMENT ADVISORS, INC.	Former SEC adviser	Sep 28, 2011	Mar 8, 2021	no	TUCSON, AZ	Previous registration
FIRST ALLIED SECURITIES, INC.	Former SEC adviser	May 26, 2011	Jul 27, 2011	no	TUCSON, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SOUTHWEST INVESTMENT ADVISORS, INC.	SOUTHWEST INVESTMENT ADVISORS, INC.	Mar 8, 2021	Mar 10, 2021	2	Channel change	RIA to RIA
FIRST ALLIED SECURITIES, INC.	SOUTHWEST INVESTMENT ADVISORS, INC.	Jul 27, 2011	Sep 28, 2011	63	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
117052:312685:AZ:2021-03-08	Mar 8, 2021	Mar 10, 2021	TUCSON, AZ	Firm change

Relationships

Registered with (3)

→ SOUTHWEST INVESTMENT ADVISORS, INC.Registered adviserregistration: current employment
Mar 10, 2021 to presentfactForm ADV
→ SOUTHWEST INVESTMENT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 28, 2011 to Mar 8, 2021factForm ADV
→ FIRST ALLIED SECURITIES, INC.Registered adviserregistration: previous registration
May 26, 2011 to Jul 27, 2011factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9c09e043-01f7-39f4-9355-56c17d488927
First observed: May 26, 2011
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ALEXANDRA FARQUHAR KUSLER

Advisor at SOUTHWEST INVESTMENT ADVISORS, INC.

TUCSON, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9c09e043-01f7-39f4-9355-56c17d488927

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:42 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

SOUTHWEST INVESTMENT ADVISORS, INC.

Independent wealth

Mar 10, 2021

n/a

yes

TUCSON, AZ

Current employment

SOUTHWEST INVESTMENT ADVISORS, INC.

Former SEC adviser

Sep 28, 2011

Mar 8, 2021

TUCSON, AZ

Previous registration

FIRST ALLIED SECURITIES, INC.

Former SEC adviser

May 26, 2011

Jul 27, 2011

TUCSON, AZ

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

SOUTHWEST INVESTMENT ADVISORS, INC.

Mar 8, 2021

Mar 10, 2021

Channel change

RIA to RIA

FIRST ALLIED SECURITIES, INC.

SOUTHWEST INVESTMENT ADVISORS, INC.

Jul 27, 2011

Sep 28, 2011

Firm change

Other

Team

Left

Joined

From

Kind

117052:312685:AZ:2021-03-08

Mar 8, 2021

Mar 10, 2021

TUCSON, AZ

Firm change