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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

LUMOS CAPITAL GROUP LLC

CRD 306528

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:405cfa93-6924-79ac-d6de-98a9ef48dba6

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 3
Observed: Jun 23, 2022 to Mar 24, 2026
9 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

Lumos Capital Group LLC

Venture manager · shared crd

Independent Sponsorsidentity

Lumos Capital Group LLC

Capital provider to sponsors · shared crd

Private Equityidentity

Lumos Capital Group LLC

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $274MItem 5.F on the latest filing (2026-03-24); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $274M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 7
Advisory employees: 6
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 6
Private funds: 6Schedule D 7.B(1)
SEC number: 801-126166
CRD: 306528
Filings on the tape: 9
First filed: Jun 23, 2022
Latest filed: Mar 24, 2026
Organised: Limited Liability Company, DE

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
LUMOS CAPITAL FUND I LP	Private Equity Fund	$175M	Sep 9, 2024	70	Jan 23, 2020	reported	021-356890
LUMOS CAPITAL FUND II LP	Private Equity Fund	$38.2M	Sep 9, 2024	30	Mar 19, 2024	reported	021-499252
LUMOS EVEREST LP	Private Equity Fund	$23.5M	Sep 9, 2024	14	Mar 17, 2022	reported	021-399674
LUMOS OASIS LP	Private Equity Fund	$3.1M	Sep 9, 2024	8	Mar 17, 2022	reported	021-399670
LUMOS CAPITAL FUND I-A LP	Private Equity Fund	$2.3M	Sep 9, 2024	15	Jan 23, 2020	reported	021-356892
LUMOS CAPITAL FUND II-A LP	Private Equity Fund	$1.8M	Sep 9, 2024	2	Mar 19, 2024	reported	021-499255

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HU, VICTOR, T.	MANAGING PARTNER	D	yes	02/2019	Jun 23, 2022	Sep 9, 2024
TIENG, JAMES, FRANCIS	MANAGING PARTNER AND CCO	D	yes	02/2019	Jun 23, 2022	Sep 9, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
LCG GP LLC	n/a	n/a	n/a	N	yes	n/a
LCP II GP LLC	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Private funds	Fund GAV
2025	Mar 24, 2026	$274M	$274M	7	6	6	n/a
2024	Mar 14, 2025	$286M	$286M	7	6	7	n/a
2023	Mar 19, 2024	$244M	$244M	6	5	6	$244M
2022	Mar 30, 2023	$194M	$194M	5	5	4	$194M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$274M	$286M	-4.1%	$194M	12.2%	7	7	0	0

Relationships

Advises (6)

→ LUMOS OASIS LPPrivate fundPrivate Equity Fund, IA
Mar 17, 2022 to presentfactForm ADV
→ LUMOS EVEREST LPPrivate fundPrivate Equity Fund, IA
Mar 17, 2022 to presentfactForm ADV
→ LUMOS CAPITAL FUND I LPPrivate fundPrivate Equity Fund, IA
Jan 23, 2020 to presentfactForm ADV
→ LUMOS CAPITAL FUND I-A LPPrivate fundPrivate Equity Fund, IA
Jan 23, 2020 to presentfactForm ADV
→ LUMOS CAPITAL FUND II LPPrivate fundPrivate Equity Fund, IA
Mar 19, 2024 to presentfactForm ADV
→ LUMOS CAPITAL FUND II-A LPPrivate fundPrivate Equity Fund, IA
Mar 19, 2024 to presentfactForm ADV

Controls (2)

← TIENG, JAMES, FRANCISOwnerMANAGING PARTNER AND CCO, ownership code D, individual
Jun 23, 2022 to Sep 9, 2024factForm ADV
← HU, VICTOR, T.OwnerMANAGING PARTNER, ownership code D, individual
Jun 23, 2022 to Sep 9, 2024factForm ADV

Dated events

Occurred
Jun 23, 2022
First Form ADV filing
Lumos Capital Group Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 5 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:405cfa93-6924-79ac-d6de-98a9ef48dba6
First observed: Jun 23, 2022
Last observed: Mar 24, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

LUMOS CAPITAL GROUP LLC

CRD 306528

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:405cfa93-6924-79ac-d6de-98a9ef48dba6

Data as of Mar 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:21 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

LUMOS CAPITAL FUND I LP

Private Equity Fund

$175M

Sep 9, 2024

Jan 23, 2020

reported

021-356890

LUMOS CAPITAL FUND II LP

Private Equity Fund

$38.2M

Sep 9, 2024

Mar 19, 2024

reported

021-499252

LUMOS EVEREST LP

Private Equity Fund

$23.5M

Sep 9, 2024

Mar 17, 2022

reported

021-399674

LUMOS OASIS LP

Private Equity Fund

$3.1M

Sep 9, 2024

Mar 17, 2022

reported

021-399670

LUMOS CAPITAL FUND I-A LP

Private Equity Fund

$2.3M

Sep 9, 2024

Jan 23, 2020

reported

021-356892

LUMOS CAPITAL FUND II-A LP

Private Equity Fund

$1.8M

Sep 9, 2024

Mar 19, 2024

reported

021-499255

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HU, VICTOR, T.

MANAGING PARTNER

yes

02/2019

Jun 23, 2022

Sep 9, 2024

TIENG, JAMES, FRANCIS

MANAGING PARTNER AND CCO

yes

02/2019

Jun 23, 2022

Sep 9, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

LCG GP LLC

n/a

yes

n/a

LCP II GP LLC

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 24, 2026

$274M

n/a

2024

Mar 14, 2025

$286M

n/a

2023

Mar 19, 2024

$244M

2022

Mar 30, 2023

$194M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$274M

$286M

-4.1%

$194M

12.2%