DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L•••• C•••••• G•••• L••
Latest filing Mar 24, 2026
First filing on the tape Jun 23, 2022 · 9 filings
SEC status approved since Jul 22, 2022
RAUM
$274M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
6
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$274M as of Mar 24, 2026
Mar 30, 2023$194M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 24, 2026
Mar 30, 20230 then
Employees (5.A)7 as of Mar 24, 2026
Mar 30, 20235 then
Private funds6 as of Mar 24, 2026
Mar 30, 20234 then
RAUM -4.1% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $45.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -4.1%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$274M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 6reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| L•••• C•••••• F••• I• L• | Private Equity Fund | $175M | 70 | Jan 23, 2020 |
| L•••• C•••••• F••• I• L• | Private Equity Fund | $38.2M | 30 | Mar 19, 2024 |
| L•••• E•••••• L• | Private Equity Fund | $23.5M | 14 | Mar 17, 2022 |
| L•••• O•••• L• | Private Equity Fund | $3.1M | 8 | Mar 17, 2022 |
| L•••• C•••••• F••• I•• L• | Private Equity Fund | $2.3M | 15 | Jan 23, 2020 |
| L•••• C•••••• F••• I••• L• | Private Equity Fund | $1.8M | 2 | Mar 19, 2024 |
Owners and control persons
Schedule A and B, latest filing
- H•• V•••••• T• · Managing Partnercontrolsince 02/2019 · owns 50% to 75%
- T••••• J••••• F•••••• · Managing Partner And Ccocontrolsince 02/2019 · owns 50% to 75%
Related persons
Schedule D 7.A
- L•• G• L••pooled vehicle sponsorn
- L•• I• G• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 6May 8, 2025 to Mar 24, 2026
- Pooled vehicle clients · 7 to 6May 8, 2025 to Mar 24, 2026
- Financial planning clients · 0 to May 8, 2025 to Mar 24, 2026
- Private funds · 7 to 6May 8, 2025 to Mar 24, 2026
- Discretionary RAUM · $286M to $274MMay 8, 2025 to Mar 24, 2026
- Pooled vehicle RAUM · $286M to $274MMay 8, 2025 to Mar 24, 2026
- RAUM · $286M to $274MMay 8, 2025 to Mar 24, 2026
- Financial planning clients · 0 to 0Mar 14, 2025 to May 8, 2025
- Accounts · 6 to 7Sep 9, 2024 to Mar 14, 2025
- Advisory employees · 5 to 6Sep 9, 2024 to Mar 14, 2025
- Pooled vehicle clients · 6 to 7Sep 9, 2024 to Mar 14, 2025
- Employees · 6 to 7Sep 9, 2024 to Mar 14, 2025
- Private funds · 6 to 7Sep 9, 2024 to Mar 14, 2025
- Discretionary RAUM · $244M to $286MSep 9, 2024 to Mar 14, 2025
- Pooled vehicle RAUM · $244M to $286MSep 9, 2024 to Mar 14, 2025
- RAUM · $244M to $286MSep 9, 2024 to Mar 14, 2025
- Accounts · 4 to 6Mar 30, 2023 to Mar 19, 2024
- Pooled vehicle clients · 4 to 6Mar 30, 2023 to Mar 19, 2024
- Employees · 5 to 6Mar 30, 2023 to Mar 19, 2024
- Financial planning clients · unset to 0Mar 30, 2023 to Mar 19, 2024
- Private funds · 4 to 6Mar 30, 2023 to Mar 19, 2024
- Discretionary RAUM · $194M to $244MMar 30, 2023 to Mar 19, 2024
- Pooled vehicle RAUM · $194M to $244MMar 30, 2023 to Mar 19, 2024
- RAUM · $194M to $244MMar 30, 2023 to Mar 19, 2024
- Other offices · 1 to 0Nov 3, 2022 to Mar 30, 2023
- Private funds · 8 to 4Jun 23, 2022 to Nov 3, 2022
Signals
1 dated events
- L•••• C•••••• G•••• L•• filed its initial SEC registration (Form ADV)Jun 23, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- L•••• C•••••• G•••• L•• · Independent Sponsorsshared crd · capital_provider
- L•••• C•••••• G•••• L•• · Private Equityshared crd · organization
- L•••• C•••••• G•••• L•• · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- lumoscapitalgroup.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 917-847-5468reportedpublic record, Form ADV, Mar 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026