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RIA / WealthAdvisor16 years in industry

MARC R ANGLE

Advisor at HAVEN PRIVATE

ORLANDO, FL

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Search this name across graphsid dfx:ria:405fe3fc-edaf-1f99-7362-8406cc5e7abf

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:07 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Jan 18, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: HAVEN PRIVATE
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 14, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Jan 14, 2010
First registration: Jan 18, 2010
Dual registered: no
Other names: MARC ANGLE|MARC RICHARD ANGLE
IAPD individual key: 5713710

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
HAVEN PRIVATE	Independent wealth	Feb 4, 2024	n/a	yes	ORLANDO, FL	Current employment
ALPHAQ ADVISORS	Independent wealth	Apr 8, 2022	Jul 3, 2024	no	WINTER PARK, FL	Previous registration
DOMINARI SECURITIES LLC	Independent wealth	Jan 28, 2020	Apr 7, 2022	no	NEW YORK, NY\|NEW YORK, NY\|Orlando, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 21, 2013	Jan 28, 2020	no	WINTER PARK, FL	Previous registration
ALLIANCEBERNSTEIN L.P.	Other adviser	Jan 18, 2010	Jan 31, 2013	no	TAMPA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ALPHAQ ADVISORS	HAVEN PRIVATE	Jul 3, 2024	Feb 4, 2024	-150	Firm change after gap	RIA to new firm
DOMINARI SECURITIES LLC	ALPHAQ ADVISORS	Apr 7, 2022	Apr 8, 2022	1	Firm change	RIA to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	DOMINARI SECURITIES LLC	Jan 28, 2020	Jan 28, 2020	0	Firm change	Wirehouse to RIA
ALLIANCEBERNSTEIN L.P.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 31, 2013	Feb 21, 2013	21	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
141006:329012:FL:2024-07-03	Jul 3, 2024	Feb 4, 2024	WINTER PARK, FL	Firm change after gap

Relationships

Registered with (5)

→ HAVEN PRIVATERegistered adviserregistration: current employment
Feb 4, 2024 to presentfactForm ADV
→ ALPHAQ ADVISORSRegistered adviserregistration: previous registration
Apr 8, 2022 to Jul 3, 2024factForm ADV
→ DOMINARI SECURITIES LLCRegistered adviserregistration: previous registration
Jan 28, 2020 to Apr 7, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 21, 2013 to Jan 28, 2020factForm ADV
→ ALLIANCEBERNSTEIN L.P.Registered adviserregistration: previous registration
Jan 18, 2010 to Jan 31, 2013factForm ADV

Dated events

Occurred
Jul 3, 2024
Advisor changed firm
Marc R Angle left Alphaq Advisors for Haven Private (registered 2024-02-04)
Form ADVobserved 4 days ago
Occurred
Apr 7, 2022
Advisor changed firm
Marc R Angle left Dominari Securities Llc for Alphaq Advisors (registered 2022-04-08)
Form ADVobserved 4 days ago