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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

MICHAEL AUBREY RAITT

Advisor at GRADIENT WEALTH MANAGEMENT

PLANO, TX | ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:406e59dd-a515-9a00-240c-9b7cb1bc6325

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jun 1, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: GRADIENT WEALTH MANAGEMENT
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 14
Exams: S65|S63
First exam: Jun 3, 1998
First registration: Jun 1, 2001
Dual registered: yes, broker-dealer
Other names: MIKE RAITT
IAPD individual key: 3030926

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
GRADIENT WEALTH MANAGEMENT	Bd affiliated wealth	Mar 19, 2015	n/a	yes	ARDEN HILLS, MN\|PLANO, TX	Current employment
GRADIENT ADVISORS, LLC	Independent wealth	Aug 19, 2013	Mar 11, 2015	no	PLANA, TX\|ARDEN HILLS, MN	Previous registration
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Former SEC adviser	Oct 2, 2006	Dec 31, 2012	no	PLANO, TX\|YOUNGSTOWN, OH	Previous registration
SECURITIES AMERICA ADVISORS, INC.	Former SEC adviser	Jun 1, 2001	Sep 22, 2006	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
GRADIENT ADVISORS, LLC	GRADIENT WEALTH MANAGEMENT	Mar 11, 2015	Mar 19, 2015	8	Firm change	Other
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	GRADIENT ADVISORS, LLC	Dec 31, 2012	Aug 19, 2013	231	Firm change	Other
SECURITIES AMERICA ADVISORS, INC.	STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.	Sep 22, 2006	Oct 2, 2006	10	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
152665:127701:MN:2015-02-24	Mar 11, 2015	Mar 19, 2015	ARDEN HILLS, MN	Firm change

Relationships

Registered with (4)

→ GRADIENT WEALTH MANAGEMENTRegistered adviserregistration: current employment
Mar 19, 2015 to presentfactForm ADV
→ GRADIENT ADVISORS, LLCRegistered adviserregistration: previous registration
Aug 19, 2013 to Mar 11, 2015factForm ADV
→ STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.Registered adviserregistration: previous registration
Oct 2, 2006 to Dec 31, 2012factForm ADV
→ SECURITIES AMERICA ADVISORS, INC.Registered adviserregistration: previous registration
Jun 1, 2001 to Sep 22, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:406e59dd-a515-9a00-240c-9b7cb1bc6325
First observed: Jun 1, 2001
Last observed: Sep 15, 2026 4 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MICHAEL AUBREY RAITT

Advisor at GRADIENT WEALTH MANAGEMENT

PLANO, TX | ARDEN HILLS, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:406e59dd-a515-9a00-240c-9b7cb1bc6325

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:22 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

GRADIENT WEALTH MANAGEMENT

Bd affiliated wealth

Mar 19, 2015

n/a

yes

ARDEN HILLS, MN|PLANO, TX

Current employment

GRADIENT ADVISORS, LLC

Independent wealth

Aug 19, 2013

Mar 11, 2015

PLANA, TX|ARDEN HILLS, MN

Previous registration

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Former SEC adviser

Oct 2, 2006

Dec 31, 2012

PLANO, TX|YOUNGSTOWN, OH

Previous registration

SECURITIES AMERICA ADVISORS, INC.

Former SEC adviser

Jun 1, 2001

Sep 22, 2006

DALLAS, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

GRADIENT ADVISORS, LLC

GRADIENT WEALTH MANAGEMENT

Mar 11, 2015

Mar 19, 2015

Firm change

Other

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

GRADIENT ADVISORS, LLC

Dec 31, 2012

Aug 19, 2013

231

Firm change

Other

SECURITIES AMERICA ADVISORS, INC.

STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.

Sep 22, 2006

Oct 2, 2006

Firm change

Other

Team

Left

Joined

From

Kind

152665:127701:MN:2015-02-24

Mar 11, 2015

Mar 19, 2015

ARDEN HILLS, MN

Firm change