DFX Intelligence

L•••• D•••••• K•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

L•••• D•••••• K•••

Advisor at Z••• D•• C•••••• E••••••••• L••

Blythewood, SC | WEST POINT, NY

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Search this name across graphsid dfx:ria:4075d99f-54a3-49a0-88fc-f30b16f58c3f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Oct 1, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: Z••• D•• C•••••• E••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
Z••• D•• C•••••• E••••••••• L••	Independent wealth	Jun 2, 2026	n/a	yes	WEST POINT, NY\|Blythewood, SC	Current employment
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Nov 6, 2025	Jun 1, 2026	no	CHARLOTTE, NC\|COLUMBIA, SC\|COLUMBIA, SC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Z••• D•• C•••••• E••••••••• L••	Jun 1, 2026	Jun 2, 2026	1	Firm change	Wirehouse to RIA
L•• E••••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Nov 18, 2025	Nov 6, 2025

Relationships

Registered with (4)

→ Z••• D•• C•••••• E••••••••• L••Registered adviserregistration: current employment
Jun 2, 2026 to presentfactForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Nov 6, 2025 to Jun 1, 2026factForm ADV
→ L•• E••••••••• L••Registered adviserregistration: previous registration
Jan 30, 2025 to Nov 18, 2025factForm ADV
→ M••••• O• O•••• I••••••• S•••••••• I•••

Dated events

Occurred
Jun 1, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 18, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Nov 1, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4075d99f-54a3-49a0-88fc-f30b16f58c3f
First observed: Oct 1, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.